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8 Oct 2013, 1:50 pm by Cynthia Marcotte Stamer
A formal background check performed with the consent of the service provider should prove that the service provider and all of its employees and agents should be qualified to serve in a fiduciary role, are not disqualified or under investigation or other action that would disqualify them to act as a fiduciary or be bonded as required by ERISA, have no material complaint or dispute history with current or former clients or vendors, the Department of Labor, Department of Insurance,… [read post]
23 Feb 2024, 4:34 am by Rob Robinson
DISCO Announces Fourth Quarter and Fiscal Year 2023 Financial Results CS Disco, Inc. [read post]
16 Jun 2023, 6:11 am by Rob Robinson
Acquires Stake in Legal Tech Company CS Disco, Inc.: A Promising Investment in a Growing Industry In a recent disclosure with the Securities and Exchange Commission, Russell Investments Group Ltd. revealed their acquisition of a new stake in CS Disco, Inc. [read post]
2 Dec 2006, 2:19 pm
With EAS for Exchange, corporations will be able to implement effective retention and disposition processes to ensure compliance with internal policies and industry regulations. [read post]
29 Jun 2023, 6:31 am
Morningstar, Inc. estimated that total assets in ESG designated funds totaled more than US$3.9 trillion at the end of September 2021. [read post]
29 Jun 2023, 6:31 am
Morningstar, Inc. estimated that total assets in ESG designated funds totaled more than US$3.9 trillion at the end of September 2021. [read post]
11 Sep 2023, 1:58 pm by Cynthia Marcotte Stamer
See Record $16M Anthem HIPAA Settlement Signals Need To Tighten HIPAA Compliance & Risk Management  In January, 2021, OCR announced New York health insurer, Excellus Health Plan, Inc., would pay $5.1 million to settle potential HIPAA violations related to a breach affecting over 9.3 million people. [read post]
7 May 2014, 6:30 am by Michael B. Stack
All rights reserved under International Copyright Law. [read post]
19 Oct 2016, 6:15 am by Ed. Microjuris.com Puerto Rico
Sources include: investment manager(s); mutual fund(s); exchange traded fund(s); third party data vendors and other outside sources. [read post]
26 Aug 2016, 8:36 am by Ed. Microjuris.com Puerto Rico
Sources include: investment manager(s); mutual fund(s); exchange traded fund(s); third party data vendors and other outside sources. [read post]
26 Apr 2022, 9:33 am by luiza
Last Wednesday, Illinois-based waste management company Stericycle Inc. agreed to pay more than $84 million to settle foreign bribery charges brought in parallel by the Department of Justice (DOJ), the Securities and Exchange Commission (SEC), and authorities in Brazil. [read post]
17 Jul 2023, 9:05 pm by ilyabeylin
Last Thursday’s split summary-judgment decision in the case that the Securities and Exchange Commission (SEC) brought against Ripple Labs, Inc. [read post]
21 Aug 2015, 11:24 am by Cynthia Marcotte Stamer
As a consequence, employers that sponsored group health coverage in 2014 need to confirm that their plan complied with the out-of-pocket maximum and other specified federal health plan rules or take timely action to self-assess, report on the Internal Revenue Service (IRS) Form 8928, and pay the $100 per day per violation penalty required by the Internal Revenue Code for 2014 when filing their 2014 business tax return. [read post]
18 Oct 2023, 9:01 pm by renholding
Securities and Exchange Commission (SEC) announced a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc. [read post]
14 Dec 2006, 3:43 pm
Carolyn Depko Director of Media Relations LegalVoice, Inc. 732-679-1347 Mentions: ONSITE3 - web site | Socha Consulting listing [read post]