Search for: "WALTER INVESTMENT MANAGEMENT CORPORATION"
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4 Jan 2019, 5:56 am
Thus, the Big 4 are more willing than ever to second-guess company management to fulfill their fiduciary duties. [read post]
2 Jul 2009, 8:00 am
Politicizing the boardroom would hurt millions of individuals who rely on these investments for retirement. [read post]
6 Oct 2009, 9:23 am
Management's Discussion and Analysis. [read post]
12 Jul 2016, 6:41 am
Carcello, Department Head and Professor, University of Tennessee Department of Accounting and Information Management, and Executive Director, University of Tennessee Corporate Governance CenterLisa Fairfax, Leroy Sorenson Merrifield Research Professor of Law, and Director of Conference Programs, C-LEAF, The George Washington University Law SchoolRick Fleming, Investor Advocate, U.S. [read post]
7 Dec 2009, 2:57 pm
Instead it is a non-profit corporation owned by each and every securities firm that it regulates! [read post]
16 Apr 2009, 9:00 am
See also: Ethical and Practical Issues in Internal Investigations by In-House Counsel at Investment Advisers and Mutual Funds (.pdf) by David Bayless of Covington & Burling - firm website Attorney-Client Privilege and Internal Investigations - previous post Model Rules of Professional Conduct from the American Bar Association Miranda warning Subchapter IV Directors and Officers of the Delware General Corporation Law § §141-146 Corporate… [read post]
21 Jun 2013, 3:30 am
LLC, an investment management and investment banking firm. [read post]
21 Apr 2017, 6:25 am
Walter, former Chair, U.S. [read post]
21 Apr 2017, 6:25 am
Walter, former Chair, U.S. [read post]
4 Apr 2023, 7:38 am
Our team of more than 95 investment professionals creates value through rigorous, independent analysis of thousands of corporate issuers around the world. [read post]
14 Jun 2010, 8:39 am
Walter D. [read post]
20 Jul 2013, 9:48 am
Investors who wished to invest in private placement offerings would have to use the services of registered investment advisers to manage their investment accounts. [read post]
4 Jun 2018, 6:38 am
Morgan Securities LLC Invest Financial Corporation Luis Alberto Zuniga Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
4 Dec 2020, 6:15 am
Baker, (Stanford University), on Friday, November 27, 2020 Tags: Bankruptcy, Corporate crime, Corporate liability, DuPont, Environmental disclosure, ESG, Liability standards, Mergers & acquisitions, Monsanto, Securities litigation, Spinoffs 2020 Use of ESG Measures in Incentive Plans Report Posted by Thomas Kohn and Erin Bass-Goldberg, FW Cook, on Friday, November 27, 2020 Tags: Corporate… [read post]
30 Oct 2020, 6:01 am
Compensation Policies and the COVID-19 Pandemic Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, October 29, 2020 Tags: Bonuses, COVID-19, Executive Compensation, Incentives, Institutional Investors, Pay for performance, Proxy advisors, Say on pay, Shareholder voting Engaging with Wellington Management Company Posted by Krystal Berrini, PJT Camberview, on Thursday, October 29, 2020 Tags: Asset… [read post]
1 Feb 2009, 10:29 pm
Global Navigation, a peer to peer resource for boards of directors of multinational corporations and an affiliate of Corporate Board Member magazine, is putting on a seminar on board-related issues involving China. [read post]
4 Mar 2011, 11:22 am
Panel 2: Private Investment Companies Eric Edwards, Vice President, Government Affairs, Goldman Sachs; Stuart Kaswell, Executive Vice President and Managing Director, General Counsel, Managed Funds Association; Ted Laurenson, Partner, McDermott, Will & Emery; Thomas Lemke, General Counsel, Legg Mason; Charles Lerner, Principal, Fiduciary Compliance Associates, LLC 11:15 a.m. [read post]
24 Dec 2008, 5:30 pm
The investors include not only individuals and charities but also hedge funds (according to one source, the "two most prominent hedge funds that invested with Madoff were the $7.3 billion Fairfield Sentry, run by Walter Noel's Fairfield Greenwich Group, and the $2.8 billion Kingate Global Fund, run by Kingate Management. [read post]
18 Dec 2018, 11:03 am
Primerica Financial Services Rick Walker Morgan Stanley Citigoup Global Markets Inc James Walters II Edward Jones Mohamed Yassin National Securities Corporation Morgan Stanley Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
18 Aug 2009, 6:18 am
Kirby Professor of Investment Banking Fuqua School of Business Professor of Law Duke University J. [read post]
