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13 Sep 2017, 10:00 am by The Sader Law Firm
The post Did Wells Fargo Open an Account in My Name? [read post]
19 Jan 2009, 12:58 pm
According to a report at Investment News, Wells Fargo has fired 175 Wachovia employees who were former employees of Wells Fargo. [read post]
24 Oct 2016, 7:02 pm by Sabrina I. Pacifici
Wells Fargo, Los Angeles Superior Court, September 22, 2016. [read post]
  Wells Fargo Advisors Financial Network and Wells Fargo Clearing Services recently agreed to pay $35M to settle US Securities and Exchange Commission (SEC) claims. [read post]
15 Dec 2017, 6:27 am
On October 4, 2017, in In re Wells Fargo & Company Shareholder Derivative Litigation, which concerns alleged sales practices at Wells Fargo that have received wide attention, Judge Jon S. [read post]
25 Aug 2023, 6:05 am by Mark Astarita
The Securities and Exchange Commission today charged Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial Network LLC (collectively, Wells Fargo) for overcharging more than 10,900 investment advisory accounts more than $26.8 million in…Read the Full Press Release Have a securities law question? [read post]
Fired Wells Fargo Representative is Barred by FINRA The Financial Industry Regulatory Authority (FINRA) announced this month that it is barring former Wells Fargo Advisors Financial Network broker, Leonard Charles Kinsman, from the industry. [read post]
6 Oct 2016, 8:09 am by Cathy Moran
That’s where the Wells Fargo fake accounts impact your credit score. [read post]
20 Apr 2018, 7:23 am by Associated Press
However, it appears that none of the $1 billion will go directly the victims of Wells Fargo’s abuses. [read post]
19 Jul 2007, 3:36 pm
Today Wells Fargo Bank announced that "it has surpassed the $1 billion mark in loans for Leadership in Energy and Environmental Design-certified buildings. [read post]
30 Apr 2014, 7:06 am by doug
Or as the Post puts it more bluntly, “Wells Fargo is in a federal judge’s hot seat. [read post]
29 Dec 2020, 7:56 pm by Iorio Altamirano
Iorio Altamirano LLP is investigating claims on behalf of Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC customers (together “Wells Fargo” or the “Firm”) who received recommendations to switch from variable annuities to investment company products. [read post]
15 Aug 2012, 8:25 am
The settlement agreed upon by Wells Fargo, McMurty and the SEC calls for Wells Fargo to pay a $6.5 million penalty, $65,000 in disgorgement, and $16,571.96 in prejudgment interest. [read post]
14 Jan 2022, 9:07 am by Jane Turner
The FCA notified Wells Fargo that they needed more information, which Wells Fargo could not, or would not respond to. [read post]
5 Jan 2012, 12:59 am
Wells Fargo entered into a $58.75 million multistate settlement to settle allegations that individuals working at Wachovia, which Wells Fargo acquired in 2008, engaged in anticompetitive conduct in the municipal bond derivatives industry. [read post]