Search for: "WFP Securities Inc." Results 1 - 5 of 5
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20 Oct 2011, 7:17 am
In 2010, the number was five, and four Provident-involved broker-dealers called it quits in 2009.andnbsp;andnbsp; Besides Boogie Investment, firms that folded this year include the Workman Securities Corp. earlier this month, WFP Securities Corp. and Investlinc Securities LLC/Meadowbrook Securities LLC in August, and CapWest Securities Inc. in July. [read post]
29 Jun 2010, 1:47 pm
LLC $11,600,000 - Jesup andamp; Lamont Securities Corp. $100,000 $13,500 Kaiser andamp; Co. $100,000 $160,650 Lighthouse Capital Corp. $250,000 $33,750 Main Street Securities LLC $205,000 $45,450 Matheson Securities LLC $100,000 $37,800 Milkie Ferguson Investments Inc. $4,145,000 $480,350 Morrow Wealth Management $30,000 - National Securities Corp. $3,665,000 $437,250 Newbridge Securities Corp. $25,000 $15,750 NEXT Financial… [read post]
5 Feb 2016, 6:15 am by Adam Weinstein
One such issuance is Adageo Energy Partners, LP which according to SEC filings sought to raise $50 million and raised at least $31 million of that amount through brokerage firms including Direct Capital Securities, Inc., Madison Avenue Securities, Inc., WFP Securities, Inc., Arete Wealth Management, LLC, Newbridge Securities Corporation, Charter Pacific Securities, LLC, ePLANNING Securities, Inc.,… [read post]