Search for: "Wachovia Capital Markets, LLC"
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4 Aug 2023, 7:34 am
Arive Capital Markets Tariq Sales Spartan Capital Securities, LLC Newbridge Securities Corporation Troy West Innovation Partners, LLC Southeast Investments, N.C. [read post]
9 Jan 2023, 9:01 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
5 Jan 2023, 2:22 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
2 Aug 2022, 6:40 am
Wachovia Com. [read post]
27 Apr 2022, 9:22 am
His previous employers include RBC Capital Markets, LLC (CRD#:31194) and Ferris, Baker Watts, LLC (CRD#:285), also of Richmond, and Wachovia Securities, LLC (CRD#:19616) of St. [read post]
12 Jun 2019, 12:00 pm
While several banks underwrote the securities, the investor fraud case is targeting Wachovia Capital Markets, LLC, an ex-Wachovia brokerage firm, that is now Wells Fargo Securities, LLC. [read post]
10 Jun 2019, 2:05 pm
On June 3, the Federal Housing Finance Agency (FHFA), as conservator for the Federal Home Loan Mortgage Corporation (Freddie Mac), filed a lawsuit in the United States District Court for the Southern District of New York against Wells Fargo Securities, LLC (Wells Fargo) (as successor to Wachovia Capital Markets, LLC (Wachovia)), alleging a violation of Section 11 of the Securities Act. [read post]
17 Dec 2017, 3:28 pm
Madden v Midland Funding, LLC, 786 F.3d 246 (2d Cir. 2015), cert. denied, 136, S. [read post]
12 Dec 2017, 9:57 am
Midland Funding, LLC, 786 F.3d 246 (2d Cir. 2015),cert. denied, 136, S. [read post]
12 Dec 2017, 9:57 am
Rzeslawski thus advocates the invocation of state consumer protection (usury cap) laws against assignees of original creditors, and argues against the Valid-When-Made doctrine propagated by lawyers for financial market firms. [read post]
9 Nov 2017, 6:31 am
A defendant in such an action may be entitled to an offset against the deficiency if the trial court determines that the fair market value of the property sold at foreclosure was greater than the foreclosure sales price. [read post]
9 Nov 2017, 6:31 am
A defendant in such an action may be entitled to an offset against the deficiency if the trial court determines that the fair market value of the property sold at foreclosure was greater than the foreclosure sales price. [read post]
5 Nov 2017, 6:02 am
”Midland Funding LLC and similar nonbank debt buyers acquire charged-off debt at pennies on the dollar and therefore do not provide a means for the originating bank to “liquify their debts” and make capital available for further lending. [read post]
5 Nov 2017, 6:02 am
Banks are profit-making entities and will make loans as they see fit, and charge what the market will bear. [read post]
5 Oct 2017, 5:20 pm
Uderitz of Vantage Capital Group is all focused on PHEAA’s alleged shortcomings and failures in servicing. [read post]
3 Apr 2017, 2:27 pm
Paul Oetken granted Defendants Wells Fargo Securities LLC (“Wells Fargo“), f/k/a Wachovia Capital Markets LLC (“Wachovia“), and Fortis Securities LLC’s motion for summary judgment, dismissing the remaining causes of action and closing the case in LBBW Luxemburg S.A. v. [read post]
21 Feb 2017, 1:58 pm
(Manuel Balce Ceneta/Associated Press) Tuesday, in Perry Capital LLC v. [read post]
22 Feb 2016, 4:36 pm
That all started to change after the stock market crash of 1929 triggered the Great Depression. [read post]
27 Oct 2015, 2:11 pm
On October 19, 2015, Barclays PLC and Wachovia Capital Markets LLC agreed to pay $325 million and $53 million, respectively, to settle claims brought by the National Credit Union Administration Board (NCUA), as liquidating agent of five credit unions, regarding residential mortgage backed securities purchased by those credit unions. [read post]
10 Mar 2014, 10:55 am
Wells Fargo Advisors, LLC (f/k/a Wachovia Securities, LLC) Respondent is liable and shall pay to Claimant compensatory damages of $2,298,062.00 which includes prejudgment interest through May 17, 2013 at the legal rate provided by Florida law. [read post]
