Search for: "Wall Street Equity Group, Inc."
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13 Feb 2024, 9:05 pm
The Wall Street Journal reported that one of the trade groups challenging the SEC’s Private Fund rules – the National Association of Private Fund Managers (NAPFM) – was organized by two hedge funds (Millennium Management and HBK Capital Management) specifically to bring that challenge.[10] It would be a striking coincidence that the NAPFM was organized in Texas, in the Fifth Circuit. [read post]
16 Jan 2024, 1:19 pm
Engelmayer in In re: Draftkings Inc. [read post]
9 Nov 2023, 9:01 pm
Once again, I worked with Scott on enforcement recommendations from his group. [read post]
11 Oct 2023, 11:17 am
Preemption of consumer protection laws The National Bank Act – as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 – provides that “State consumer financial laws are preempted” as applied to national banks “only if” the law, among other things, “prevents or significantly interferes with the exercise by the national bank of its powers,” “in accordance with the legal standard for preemption in… [read post]
9 Oct 2023, 2:34 pm
[v] Chris Cummings, For Some Companies, Debt Downgrades Followed Payouts to Private-Equity Owners, Wall Street Journal (June 11, 2023), available at https://www.wsj.com/articles/for-some-companies-debt-downgrades-followed-payouts-to-private-equity-owners-e9cde86? [read post]
20 Jul 2023, 10:44 am
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
14 May 2023, 7:07 pm
(Lingling Wei, "China Ratchets Up Pressure Campaign on Foreign Firms," Wall Street Journal 28 April 2023, p. [read post]
6 May 2023, 2:49 pm
There is a Wall Street aphorism that retail money is dumb money. [read post]
29 Mar 2023, 6:41 am
We will continue monitoring the Manhattan investigation as it unfolds and update this chronology accordingly. *** Beginning around 2004: Former American Media Inc. [read post]
27 Mar 2023, 9:01 pm
This figure is significantly lower than in 2016, when the Delaware Court of Chancery effectively put an end to the practice of disclosure-only settlements in In re Trulia Inc. [read post]
21 Feb 2023, 6:11 am
Sachdev and his buyout clients have used this imbalance to convince lenders, like the credit units of private equity groups and Wall Street’s largest banks, to agree to lesser safeguards around debt levels and dividend payments on deals they help finance. [read post]
13 Feb 2023, 5:59 am
This sharpened focus was on display in President Biden’s March 1, 2022 State of the Union address, in which he noted that “as Wall Street firms take over more nursing homes, quality in those homes has gone down and costs have gone up. [read post]
1 Feb 2023, 9:01 pm
”[24] As private companies have gained increasingly large market power and as the pool of accredited investors has expanded – including venture capital, private equity funds, mutual funds, pension funds, and individuals that meet the requisite wealth thresholds – the de facto presumption that accredited investors need no disclosure isn’t panning out. [read post]
19 Jan 2023, 12:49 pm
According to the solicitor general of the U.S. in Goldman Sachs Group Inc. v. [read post]
3 Jan 2023, 1:47 pm
In light of the changed business and economic conditions, it seems likely that many of these searching SPACs will not find a merger partner; indeed, as the Wall Street Journal put it in a December 27, 2022, article, the SPAC boom era has given way to a SPAC “bust” and to what the Journal described as a “frenzy” of liquidation. [read post]
23 Dec 2022, 8:27 pm
Capital Investment Group, Inc. [read post]
13 Oct 2022, 1:55 pm
Supreme Court’s 2021 decision in Goldman Sachs Group Inc. v. [read post]
5 Oct 2022, 8:34 am
Over $1.26 billion flowed into GWG Holdings for L Bonds, according to The Wall Street Journal. [read post]
28 Sep 2022, 12:37 pm
The post SEC Cracks down on 16 Wall Street Firms for Electronic Communications Failures appeared first on The White Law Group. [read post]
24 Aug 2022, 9:01 pm
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
