Search for: "Wall Street Equity Group, Inc." Results 61 - 80 of 199
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6 Jun 2017, 3:57 am by Edith Roberts
” In The Wall Street Journal, Dave Michaels and Brent Kendall report that the “decision adds to the setbacks dealt to SEC enforcers by the high court. [read post]
16 May 2017, 7:48 am by Cynthia Marcotte Stamer
The Supreme Court decision construed the FAA provision that arbitration agreements are “valid, irrevocable, and enforceable, save upon such grounds as exist at law or in equity for the revocation of any contract,” 9 U. [read post]
7 Dec 2016, 6:16 am by Adam Weinstein
  However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
30 Mar 2016, 11:34 am by Chris Castle
Private-equity firm TPG, hedge fund Dragoneer Investment Group and clients of Goldman Sachs Group Inc. participated in the deal, which has been signed and is expected to close at the end of this week, these people said. [read post]
30 Mar 2016, 11:34 am by Chris Castle
Private-equity firm TPG, hedge fund Dragoneer Investment Group and clients of Goldman Sachs Group Inc. participated in the deal, which has been signed and is expected to close at the end of this week, these people said. [read post]
19 Feb 2016, 6:00 am by Doug Cornelius
Unstated is the thesis that jail for a few executives will cure what ails the world of Wall Street and big corporations as will being forced to make admissions. [read post]
3 Dec 2015, 7:45 am by Adam Weinstein
Thereafter from June 2008 until August 2008, Snyder was a registered representative of The Concord Equity Group, LLC. [read post]
17 Nov 2015, 7:13 am by Adam Weinstein
From July 2006 until November 2009, Galinsky was associated with Advanced Equities, Inc. [read post]
6 Jun 2015, 10:24 am by Adam Weinstein
Since 2008 Persaud has been registered with The Concord Equity Group, LLC, Andrew Garrett Inc., Garden State Securities, Inc., and since May 2015, Buckman, Buckman & Reid, Inc. [read post]
9 Jan 2015, 3:44 am by Broc Romanek
A record 33 appraisal claims stemming from public-company takeovers were filed last year in Delaware, the legal home to most U.S. listed firms, according to a Wall Street Journal review of court documents. [read post]
10 Dec 2014, 4:37 am by Kevin LaCroix
For example, as reported a November 14, 2014 Wall Street Journal article entitled “Petrobras Scandal Widens, Earnings Delayed” (here), Brazilian federal police had arrested 18 Petrobras  employees who allegedly  “were part of a bribery and money-laundering scheme that has siphoned hundreds of millions of dollars from the state-owned oil firm into the pockets of employees, contractors and politicians. [read post]
8 Oct 2014, 8:49 am by Rebecca Tushnet
Wall Street Equity Group, Inc., 2014 WL 4843674, No. 8:10–CV–365 (D. [read post]
3 Sep 2014, 4:14 am by Kevin LaCroix
For example, an August 27, 2014 Wall Street Journal op-ed piece (here) argued that companies should be allowed to adopt “loser pays” bylaws as a way to try to control costly shareholder litigation. [read post]
23 Jun 2014, 9:56 am by Katherine Bourdon
On June 12 and 13, 2014, Railway Age’s Crude by Rail Conference and Expo brought together representatives from the oil and gas industry, railroads, rail car manufacturers, Federal government, emergency response organizations and Wall Street, to address the implications of the dramatic increase in shipments of petroleum by rail (CBR). [read post]
4 Mar 2014, 5:50 pm by Cynthia Marcotte Stamer
Her publications and insights appear in the Health Care Compliance Association, Atlantic Information Service, Bureau of National Affairs, World At Work, The Wall Street Journal, Business Insurance, the Dallas Morning News, Modern Health Care, Managed Healthcare, Health Leaders, and a many other national and local publications. [read post]