Search for: "Wall Street Equity Group, Inc." Results 141 - 160 of 199
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21 Mar 2013, 2:31 pm by Cynthia Marcotte Stamer
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
8 Mar 2013, 1:24 pm by Cynthia Marcotte Stamer
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
25 Feb 2018, 6:58 pm by Kevin LaCroix
But if there are two groups of investors, one that pursues a passive strategy and one that pursues an active strategy, “whichever group has the lower costs will win. [read post]
25 Feb 2013, 11:49 am by Cynthia Marcotte Stamer
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, and many other national and local publications. [read post]
10 Jun 2011, 4:48 am by Dan
It has not been a good audit season for MaloneBailey, who resigned from yet another U.S. listed Chinese company, NIVS Intellimedia Technology Group, Inc. because of “massive accounting fraud involving forging (the) Company’s accounting records and forging bank statements”. [read post]
21 Apr 2020, 4:41 pm
., "Retaining Judicial Authority: A Preliminary Inquiry on the Dominion of Judges;""""Culturally Significant Speech: Law, Courts, Society, and Racial Equity Equity. [read post]
28 Feb 2022, 7:00 pm by Daniel Jin
Other creditors may seek to recharacterise the claim in question from a debt claim to an equity interest (equity interests are subordinate to all claims for distribution purposes) based on the true character of the monies advanced in support of the claim. [read post]
5 Mar 2013, 7:52 am by Cynthia Marcotte Stamer
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, and many other national and local publications. [read post]
21 Oct 2010, 8:09 am by Kara OBrien
  Both rule proposals were issued pursuant to Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which we described in detail in our July 21, 2010 client memorandum, available here. [read post]
2 Apr 2012, 6:15 am by Mandelman
GE – Imagination at Work… If you imagine WMC selling just one of those $100,000 loans to Wall Street every month for one year… for let’s just say $106,000… you’ll quickly see why the mortgage origination business became Wall Street’s version of a Cash Call Payday Loan. [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
On June 6, 2023, the SEC charged Coinbase, Inc. and Coinbase Global, Inc. [read post]
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
1 Mar 2013, 9:10 pm by Cynthia Marcotte Stamer
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, and many other national and local publications. [read post]
4 Oct 2011, 7:21 am by admin
One example: condominium lender Corus Bank, a unit of Corus Bankshares Inc. that failed in 2009. [read post]
15 Dec 2008, 8:07 am
Madoff Fraud Case Raises Questions About SEC Scrutiny The Associated Press The stunning fraud that Wall Street pillar Bernard Madoff is accused of has raised questions about whether federal regulators were lax in failing to scrutinize his operations and respond to alarms raised about them. [read post]
12 Aug 2010, 8:46 am by admin
Smith   Yesterday’s exploration of a Wall Street Journal story on banking concentration asked whether banking concentration was depriving customers of informed choice. [read post]
11 Oct 2023, 11:17 am by John Elwood
 Preemption of consumer protection laws The National Bank Act – as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 – provides that “State consumer financial laws are preempted” as applied to national banks “only if” the law, among other things, “prevents or significantly interferes with the exercise by the national bank of its powers,” “in accordance with the legal standard for preemption in… [read post]
28 Sep 2021, 7:35 am by Adam Chan
-based mobile advertising company, agreed to sell itself to Chinese private equity firm Orient Hontai Capital. [read post]
9 May 2007, 3:10 pm
  Read more here (from the Wall Street Journal). [read post]
16 May 2017, 7:48 am by Cynthia Marcotte Stamer
The Supreme Court decision construed the FAA provision that arbitration agreements are “valid, irrevocable, and enforceable, save upon such grounds as exist at law or in equity for the revocation of any contract,” 9 U. [read post]