Search for: "Wall Street Ventures, LLC"
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29 Jul 2011, 11:16 am
Cohen was an associate in the Corporate Department at the Wall Street law firm Davis Polk & Wardwell, focusing on banking, securities law, and mergers & acquisitions. [read post]
20 Sep 2010, 10:08 am
Also, advisers solely to venture capital funds will not have to register with the SEC. [read post]
7 Apr 2022, 3:17 pm
That’s one question raised by payments-industry experts after The Wall Street Journal reported Wednesday that Bank of America Corp. and Wells Fargo & Co. [read post]
30 Sep 2019, 12:44 pm
Shipman Associates, LLC (here). [read post]
16 May 2011, 9:47 am
But many under-the-radar scams tend to get overlooked by regulators and short-shrift from the financial media because the dollars involved are relatively small and the alleged scamsters don't work for big Wall Street banks like Goldman Sachs Group or JP Morgan Chase. [read post]
15 Jul 2014, 11:44 pm
Nat Edmonds, in an interview in the Wall Street Journal (WSJ) entitled, “Former Justice Official: How to Buy Corrupt Companies”, emphasized that if a company does not have the opportunity to make these types of inquiries in the pre-acquisition stage the “DOJ and SEC generally recognize that sometimes it’s not possible to do complete due diligence beforehand. [read post]
18 Jul 2011, 2:00 am
Non-Enforcement Matters New Investment Adviser Rules On June 22, 2011, the SEC adopted certain rules and amendments that implement various federal securities initiatives focusing on investment advisers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
15 Feb 2017, 4:05 am
They don’t break into tenant’s apartments at night and put holes in their walls. [read post]
5 Nov 2011, 5:22 am
A provision inserted by Wall Street's senator, Chuck Schumer (D., N.Y.), singles out data-processing patents related to financial services for extra scrutiny from the patent office. [read post]
30 Jun 2015, 9:19 am
* Xcentric Ventures, LLC V. [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Sunday, March 8, 2020 Tags: Broker-dealers, Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Investment advisers, Investor protection, Proxy voting, SEC, Securities regulation, Sustainability Pervasive Threat of Business Email Compromise Fraud Posted by Jennifer Archie and Serrin Turner, Latham & Watkins LLP, on Monday, March 9, 2020 … [read post]
13 Oct 2022, 1:55 pm
Mezrahi is co-founder and CEO and Sigrist is Vice President of Data Science at SAR LLC. [read post]
14 Jun 2007, 4:44 pm
Read more here (from the Wall Street Journal). [read post]
9 Nov 2023, 9:01 pm
In August 2022, the Commission filed a case against Crown Bridge Partners, LLC (“Crown Bridge”) and its two members, who were brothers, alleging that they “engaged in the buying and selling large volumes of penny stocks for their own account. [read post]
1 Jun 2010, 8:16 am
The largest nonpracticing entity is Intellectual Ventures Management LLC, started by a former Microsoft Corp. executive, with from 10,000 to 15,000 groups of patents, according to PatentFreedom. [read post]
13 Sep 2010, 1:04 am
Cragun acknowledged to the Wall Street Journal in 2000 that the SEC spent five years investigating his activities but did not bring charges. [read post]
8 Mar 2010, 4:36 pm
: Trek Bicycle Corporation v Trek Winery, LLC (Trademark Blog of the Trademark Lawyer's Mind) District Court C D California: No preliminary injunction in ‘Planet [read post]
8 Mar 2010, 4:36 pm
: Trek Bicycle Corporation v Trek Winery, LLC (Trademark Blog of the Trademark Lawyer's Mind) District Court C D California: No preliminary injunction in ‘Planet [read post]
12 May 2008, 8:09 pm
It isn’t clear how the existence of these two competing ventures will be reconciled. [read post]
19 Jan 2024, 6:00 am
LLC, which could not be reached for comment regarding the FedNow milestone. . . . [read post]
