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14 Sep 2011, 10:59 am by Erik Gerding
Yesterday’s Wall Street Journal ran a story (password required) on federal prosecutors using the “responsible corporate officer” doctrine to impose personal liability on the officers and directors of drug companies for violations of food & drug laws. [read post]
8 Aug 2018, 7:25 am by Sarah Harrington
In the ensuing decades, the court has upheld restrictions on the president’s ability to remove executive officers in a handful of other cases, including 1958’s Wiener v. [read post]
8 Jan 2019, 9:16 am by Scott Bomboy
To be sure, there are many other important arguments about a potential border wall executive order. [read post]
7 Aug 2023, 4:51 am
Latest Round of Wall Street Regulatory Idiocy: Zipper/Dakota v. [read post]
15 Feb 2019, 8:29 am by Scott Bomboy
The Supreme Court’s landmark decision in Youngstown Sheet & Tube Co. v. [read post]
16 May 2017, 7:15 am by Jane Chong
And just as he did before the Fourth Circuit, Wall emphasizes that, at best, these in-office statements were ambiguous; certainly, they did not clearly convey discriminatory intent. [read post]
14 Dec 2022, 6:32 am
Prepare for New Pay-Versus Performance Disclosures On August 25, 2022, the SEC adopted final rules requiring public companies to disclose the relationship between the executive compensation actually paid to the company’s named executive officers (NEOs) and the company’s financial performance. [read post]
14 Dec 2022, 6:32 am
Prepare for New Pay-Versus Performance Disclosures On August 25, 2022, the SEC adopted final rules requiring public companies to disclose the relationship between the executive compensation actually paid to the company’s named executive officers (NEOs) and the company’s financial performance. [read post]
13 Jul 2008, 2:02 pm
Weinbender, 109 F.3d 1327, 1330 (8th Cir. 1997) (officer could remove dry wall to expose a hiding spot); United States v. [read post]
3 Sep 2014, 10:16 am
A lawsuit filed by a former employee at a Wall Street financial firm alleges that the company's chief executive officer routinely subjected her to sexual harassment. [read post]
16 Apr 2018, 9:55 am by Jeff Welty
Last week, the FBI executed a search warrant at the office of Michael Cohen, a lawyer who has worked for President Trump. [read post]
27 Nov 2017, 4:00 am by Matthew Kahn
The Supreme Court intonated in National Labor Relations Board v. [read post]
3 Mar 2021, 9:13 am by Sarah Libowsky, Krista Oehlke
In his first weeks in office, President Biden issued several executive actions focused on reevaluating and unwinding the panoply of protectionist immigration policies former President Trump set in place through executive branch action. [read post]
30 Apr 2015, 6:00 am by Robert J. Tannous
Specifically, the SEC is proposing new Item 402(v) of Regulation S-K that would require “a registrant to provide a clear description of (1) the relationship between executive compensation actually paid to the registrant’s NEOs [(Named Executive Officers)] and the cumulative total shareholder return (TSR) of the registrant, and (2) the relationship between the registrant’s TSR and the TSR of a peer group chosen by the registrant, over each of the… [read post]
7 Jun 2019, 11:12 am
Welcome to the fun world of regulation, compliance, and arbitration on Wall Street.FINRA Expels Crowdfunding Member and Bars its Chief Executive Officer. [read post]
29 Jul 2007, 9:41 am
July 26, 2007): While executing the search, the police came across a piece of framed artwork ("Artwork") mounted on a wall in the Premises. [read post]