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2 May 2024, 12:35 pm
This violated Rule 10b-10 of the Securities Exchange Act of 1934 and FINRA Rule 2232(a), which require accurate written confirmations for securities transactions. [read post]
1 May 2024, 10:16 pm
Rivero pleaded guilty in federal court in Newark, New Jersey to one count of wire fraud and securities fraud. [read post]
20 Apr 2024, 6:37 pm
But the most significant driver of this enthusiasm is a mutual beliefthat energy brings the two regions together. [read post]
12 Apr 2024, 4:38 am
” Missy Ryan and Dan Lamothe report for the Washington Post. [read post]
5 Apr 2024, 4:22 pm
Secure your future, and theirs – secure a consultation today! [read post]
3 Apr 2024, 9:03 pm
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
29 Mar 2024, 4:57 am
” Sufian Taha and Adam Taylor report for the Washington Post. [read post]
25 Mar 2024, 5:24 am
The United States and Japan are planning the biggest upgrade to their security alliance since the signing of a mutual defense treaty in 1960 in a move to counter China. [read post]
20 Mar 2024, 2:42 pm
Secretary of state warned China that an “armed” attack against Philippine vessels in the South China Sea would engage the mutual self-defense pact between Washington and Manila, resulting in the United States involvement, according to news reports. [read post]
20 Mar 2024, 5:10 am
And again, the two things aren’t mutually exclusive. [read post]
18 Mar 2024, 3:52 am
Surveillance Airbnb has banned indoor surveillance devices, including cameras and audio recorders, in its rental properties as part of an update to security policies. [read post]
14 Mar 2024, 6:19 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
5 Mar 2024, 9:05 pm
Securities and Exchange Commission (SEC) for operating as unregistered securities exchanges, broker-dealers, and clearing agencies. [read post]
4 Mar 2024, 5:56 am
The Marshall Islands’ efforts to secure this full amount have been rebuffed by the U.S. government. [read post]
29 Feb 2024, 3:28 pm
And, to enhance Sino-American cooperation and mutual understanding. [read post]
27 Feb 2024, 12:07 am
” Resources: London School of Economics IDEAS: Policymaking in the Digital Age: Lessons from Taiwan (Dec. 1, 2023) Time: TIME100 Most Influential People in AI: Audrey Tang (Sept. 7. 2023) Audrey Tang’s Innovative Minds podcast The George Washington University Regulatory Studies Center: “Taiwan: Taking Public Participation a Step Further” (Oct. 21, 2016) MIT Technology Review: “The simple but ingenious system Taiwan uses to… [read post]
16 Feb 2024, 6:30 am
To their mutual credit, Taft and Brandeis developed a genial and cooperative relationship on and off the bench. [read post]
26 Jan 2024, 1:40 pm
Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
12 Jan 2024, 11:58 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
2 Jan 2024, 11:26 am
When put options are sold, the seller benefits as the underlying security goes up in price. [read post]
