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29 Sep 2009, 8:11 am
Investors who suffered huge financial losses from Medical Capital Holdings are now taking legal action against Wells Fargo & Co. and The Bank of New York Mellon Corp., charging that the two banks, which served as trustees for five of Medical Capital's special-purpose corporations, failed to protect MedCap investors. [read post]
18 Apr 2011, 8:18 am by Stark & Stark
The article discusses the recent decision by an arbitration panel which ordered Stifel, Nicolaus & Co to pay Well Fargo Advisors $167,000 for improperty recruiting former AG Edwards financial advisors. [read post]
10 Oct 2017, 12:00 am by Daniel Hamilton
Stumpf, Wells Fargo’s Former Chairman & CEO ending in 2016, earned total compensation of $21,341,898. [read post]
30 Apr 2015, 6:32 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) in an acceptance, waiver, and consent action (AWC) Wells Fargo Advisors, LLC (Wells Fargo) broker Joseph DiRago Jr. [read post]
3 Mar 2019, 9:06 am by Kevin LaCroix
  The co-lead plaintiffs do not attempt to try to rank the Wells Fargo settlement on the overall league table. [read post]
3 Mar 2019, 9:06 am by Kevin LaCroix
  The co-lead plaintiffs do not attempt to try to rank the Wells Fargo settlement on the overall league table. [read post]
25 Nov 2016, 10:00 am by Mark Astarita
Wells Fargo & Co. is facing increasing scrutiny from lawmakers over the potentially wrongful dismissals of financial advisers and other employees who pushed back on questionable practices during the bank's multiyear cross-selling scandal.The latest salvo comes from Sen. [read post]
14 Aug 2012, 3:36 pm
Read the SEC Order (PDF) SEC Charges Wells Fargo for Selling Complex Investments Without Disclosing Risks, SEC, August 14, 2012 More Blog Posts: Wells Fargo & Co. [read post]
8 Dec 2011, 8:02 pm
Wells Fargo & Co. has agreed to settle for $148 million the civil claims and criminal charges accusing Wachovia Bank of taking part in a bid-rigging scam with other financial firms and overcharging local and state governments on their investments. [read post]
24 May 2010, 12:06 pm by Daniel O'Rielly
Wells FargoCo., defendant Wells Fargo issued credit cards to Hamid and Saeid Maghamfar, two brothers, who were obligors on the account. [read post]
8 Mar 2011, 5:45 am
On Feb. 3, Bohr and his wife, Elizabeth Propp, filed a lawsuit against Wells Fargo Home Mortgage and Fidelity National Title Insurance Company. [read post]