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19 Mar 2024, 6:08 pm
Pix Credit National Portrait Gallery, Harold Pettit Maples, Back to the Drawing Board 1965 I have been working on the production of a comprehensive commentary of the United Nations Guiding Principles for Business and Human Rights. [read post]
12 Nov 2023, 4:00 am
It was a reference to William Dodd, an Anglican clergyman, accused of being a spendthrift who became indebted due to his extravagant lifestyle. [read post]
2 Nov 2023, 9:01 pm
“Requiring trading platforms to be registered and overseen by regulators was central to the swaps market reform President Obama and Congress included in the Dodd-Frank Act. [read post]
15 Oct 2023, 9:03 pm
When Congress in Dodd-Frank mandated that the SEC write rules with regard to short selling disclosure, they did so by amending that same section, 13f. [read post]
11 Oct 2023, 11:17 am
Because Cantero’s mortgage pre-dated Dodd-Frank, the U.S. [read post]
10 Oct 2023, 9:03 pm
Today’s adoption makes use of that Dodd-Frank authority. [read post]
24 Aug 2023, 6:32 am
Endnotes 1Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act. [read post]
24 Aug 2023, 6:32 am
Endnotes 1Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act. [read post]
23 Aug 2023, 9:01 pm
ENDNOTES [1] Section 913(g)(2) of the Dodd-Frank Act added section 211(h) to the Advisers Act [read post]
21 Aug 2023, 7:47 am
At its annual meeting earlier this month, the American Bar Association’s Section of Administrative Law and Regulatory Practice voted in a new cohort of leaders. [read post]
21 Aug 2023, 7:47 am
At its annual meeting earlier this month, the American Bar Association’s Section of Administrative Law and Regulatory Practice voted in a new cohort of leaders. [read post]
20 Jul 2023, 10:44 am
On June 13, 2023, the SEC internal communication documents related to William Hinman’s speech on digital asset transactions on June 14, 2018 were released to the public. [read post]
18 Jun 2023, 11:48 am
Her father, the Civil War veteran William Jackson Smart, was a single parent who raised his six children there. [read post]
18 Feb 2023, 7:20 am
Williams (@PaulWilliamsDC), Milena Sterio (@MilenaSterio), Yvonne Dutton, Alexandra Koch (@alexandraekoch), Lilian Waldock, Floriane Lavaud (@FlorianeLavaud), Ashika Singh and Isabelle Glimcher (@IsGlimcher) U.S. [read post]
14 Feb 2023, 7:00 am
Following a report from a task force chaired by Ambassador William H. [read post]
6 Feb 2023, 1:37 pm
In fact, many of the challenges and the conundrums presented by Section 404 rules were not fully appreciated until those issues surfaced again in subsequent statutes, such as the Dodd-Frank Act of 2010 and the JOBS Act of 2012. [read post]
27 Jan 2023, 9:05 pm
According to Williams and Nagy, the SEC has failed to recognize the importance of ESG as fitting within its mission, despite congressional efforts to enhance corporate accountability, such as the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
17 Jan 2023, 4:00 am
*This is the sixth post on a symposium on Cynthia Giles’ “Next Generation Compliance: Environmental Regulation for the Modern Era. [read post]
9 Dec 2022, 6:34 am
Crawshaw, William G. [read post]
9 Dec 2022, 6:34 am
Crawshaw, William G. [read post]
