Search for: "Witter"
Results 41 - 60
of 232
Sorted by Relevance
|
Sort by Date
21 Feb 2018, 6:40 am
According to his online, public FINRA BrokerCheck report, Parker was previously registered with Dean Witter Reynolds, Thomson McKinnon Securities, Prudential Securities, Painewebber Inc., Salomon Smith Barney, Merrill Lynch and Wells Fargo in Santa Fe, Mexico from September 2008 until December 2017. [read post]
26 Apr 2018, 6:28 am
Marcus Duane Parker, according to online, FINRA records, was previously registered with Dean Witter Reynolds, Thomson McKinnon Securities, Prudential Securities, Painewebber, Salomon Smith Barney, Merrill Lynch in Santa Fe, New Mexico from September 2001 until September 2008, and Wells Fargo in Santa Fe from September 2008 until December 2017. [read post]
29 Jan 2010, 2:00 pm
Please Join Peter Kelman * Nancy Lublin * Allie Powell * Lisa Witter (Host Committee In Formation) For a reception honoring Matt Dunne Candidate for Governor of Vermont On Wednesday, February 17, 2010 6:30 pm - 8:00 pm at the home of David Fenton XX Horatio Street, Apartment XX XX Street off XX Avenue New York, New York * $500 Host Level $250 Supporter Level $100 Individual To RSVP, Please contact Ian Sugar at (202) 547-5797 or via email at ian@bhsfundraising.com. [read post]
10 Dec 2006, 10:35 am
" Morgenson's essay tells the story of an 86-year-old woman who sued Morgan Stanley Dean Witter for $281,729 in investment losses. [read post]
17 Sep 2007, 2:24 am
Dean Witter Reynolds, Inc., 494 F.3d 956 (11th 2007), the class-action complaint alleged that the brokerage firm manipulated the price of stock by engaging in a “short squeeze. [read post]
9 Jan 2018, 10:52 am
Boudreaux was previously registered with Dean Witter Reynolds, PFS Investments, Sterne, Agee & Leach, Fixed Income Securities, Coastal Securities, Merrill Lynch and Sunbelt Securities. [read post]
18 Oct 2011, 3:53 am
" Rather, as the Circuit Court held in DiRussa v Dean Witter Reynolds, Inc., 121 F.3d 818, an arbitration award may be vacated only if it exhibits a "manifest disregard of the law. [read post]
10 Dec 2011, 1:59 am
If available, the retail distribution list(s) will be posted on the FSIS website at: www.fsis.usda.gov/FSIS_Recalls/Open_Federal_Cases/index.aspFor more information contact the company's manager, corporate communications, Dave Witter at 910-289-6895. [read post]
5 Dec 2022, 4:58 am
There is no single statute of limitations for causes of action alleging breach of fiduciary duty (see IDT Corp. v Morgan Stanley Dean Witter & Co., 12 NY3d 132, 139; Matter of Hersh, 198 AD3d [*2]766, 769). [read post]
26 May 2011, 8:05 am
We’ll keep an eye open for a Separation Agreement between Capitol One and Carter, as well as for new Employment Agreements with Slocum and Witter, if they are filed. [read post]
25 Apr 2013, 8:19 am
Dean Witter Reynolds, Inc., 537 U.S. 79, 83 (2002). [read post]
8 Apr 2007, 1:54 pm
Myron has the inside scoop on taking care of Dewey, and Witter's helped churn out buckets of spirit-lifting pablum. [read post]
7 Jan 2021, 6:40 am
” Dean Witter Reynolds, Inc. v. [read post]
12 Aug 2016, 9:38 am
The Seventh Circuit observed that TransAct had no legal or contractual obligation to record the phone call, and it deferred to the CFTC's credibility assessment finding TransAct's side of the story more plausible (Witter v. [read post]
10 Jan 2012, 8:29 am
See Dean Witter Reynolds Inc. v. [read post]
9 Mar 2023, 9:33 am
Wanting more real world experience, she got a job as a stockbroker at the main headquarters of Dean Witter in San Francisco. [read post]
24 Aug 2011, 9:00 pm
" -Dean Witter ? [read post]
22 Apr 2011, 1:58 am
To determine timeliness, we consider whether plaintiff’s complaint must, as a matter of law, be read to allege damages suffered so early as to render the claim time-barred” IDT Corp. v Morgan Stanley Dean Witter & Co., 12 NY3d 132,139 [2009]. [read post]
12 May 2011, 9:26 am
Witter, Chief, Ethics and General Government Law Branch, Office of Associate Chief Counsel (General Legal Services). [read post]
23 Feb 2007, 3:27 am
Dean Witter Reynolds, Inc. v. [read post]
