Search for: "Working Group on Securities Disclosure Authority"
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12 Feb 2024, 10:00 pm
Check out our Practical Guidance Author Center ! [read post]
10 Feb 2024, 11:11 am
For ease of reference, we group the report’s findings into several categories. [read post]
8 Feb 2024, 7:47 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]
6 Feb 2024, 3:58 pm
Blackwell Security Services Religious Discrimination Litigation Settlement The settlement with Blackwell Security Services, Inc. [read post]
2 Feb 2024, 3:00 am
Democratic Groups File Complaints in an Attempt to Find Out MSN – Brian Slodysko and Jonathan Cooper (Associated Press) | Published: 1/24/2024 For months, the centrist group No Labels has stockpiled cash and diligently worked to secure ballot access for a potential third-party presidential bid, striking fear among allies of President Biden that the effort could siphon away votes and hand the White House to Donald Trump. [read post]
1 Feb 2024, 6:19 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]
31 Jan 2024, 9:01 pm
Goldman Sachs Group Inc. [read post]
31 Jan 2024, 11:31 am
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
30 Jan 2024, 9:50 am
I would like to thank the authors for allowing me to publish their article as a guest post on this site. [read post]
29 Jan 2024, 12:00 pm
The White Law Group reviews the regulatory history of Morgan Stanley. [read post]
27 Jan 2024, 9:04 pm
Working in that space, I noticed a need to clear and settle financial transactions faster and with greater efficiency. [read post]
26 Jan 2024, 1:40 pm
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
25 Jan 2024, 6:06 pm
Private REITs are not subject to the same disclosure requirements as public non-traded RE [read post]
25 Jan 2024, 4:00 pm
Content Assessment: Vendor Voices in eDiscovery: From Mobile Collections and MEDAL to Announcements and Acquisitions Information - 92% Insight - 90% Relevance - 94% Objectivity - 88% Authority - 92% 91% Excellent A short percentage-based assessment of the… [read post]
24 Jan 2024, 9:01 pm
The Commission lacks statutory authority to outright ban making investments in SPACs or becoming a reporting company via a de-SPAC transaction. [read post]
24 Jan 2024, 4:57 pm
The UN Human Rights Council’s Universal Periodic Review (UPR) Working Group examined the human rights record of China, one of the 14 states reviewed during this year’s session, for the fourth time on Tuesday in a meeting at Geneva. [read post]
24 Jan 2024, 1:47 pm
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
24 Jan 2024, 1:37 pm
The Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. [read post]
24 Jan 2024, 7:51 am
How does the Program Work? [read post]
23 Jan 2024, 2:04 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy If you or someone else you know would like to receive future updates about developments on these and other concerns, please be sure that we have your current contact information including your preferred e-mail by creating your profile here. [read post]