Posts tagged with: "Madoff"
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16 Sep 2009, 11:18 am
Lets not forget that most, if not all of the state regulators who comprise the NASAA had regulatory authority over Madoff, Lehman, Bear Stearns and Merrill Lynch. [read post]
5 Apr 2012, 5:30 pm
Webb of Healthcare Neutral in his Healthcare Neutral ADR Blog Husband Keeping Madoff Account in Divorce is Not Basis to Change Pre-Collapse Settlement Agreement – NY lawyer Neil Cahn on his blog, Divorce: New York Fools Rush In: Social and Environmental Due Diligence in Burma – Washington, DC attorney Amy Lehr of Foley Hoag on the firm’s blog, Corporate Social Responsibility And The Law Religious employers, the ministerial exception, and pregnant… [read post]
14 Nov 2011, 5:30 am
Disciplines 8 Employees Over Madoff Failurehttp://nyti.ms/taloVA If you are coming to the #torontoblawgermeetup this Monday at 7:30 at the Keg at Yonge/Eglinton, let us know. [read post]
14 Jan 2013, 7:30 am
Madoff’s Brother and CCO Pleads Guilty to Fraud, Gets 10-Year Sentence Did you know that Ponzi scheme king Bernie Madoff’s brother Peter was also the firm’s chief compliance officer? [read post]
27 Nov 2012, 8:16 pm
’s Watchdog, New York Times, November 26, 2012 More Blog Posts:SEC Chairman Mary Schapiro Stands By Agency’s 2011 Enforcement Record, Stockbroker Fraud Blog, May 15, 2012 SEC Chairwoman Defends ‘No Wrongdoing’ Settlements, Institutional Investor Securities Blog, February 27, 2012 Texas Congressmen Seek Answers from SEC Chairwoman Regarding Conflict of Interest Related to Madoff Debacle, Stockbroker Fraud Blog, March 8, 2011 [read post]
18 Jan 2021, 12:38 pm
Pardon all white collar fraud cases with sentences over ten years where there was no real loss and no victim suffered (so not Madoff). [read post]
11 May 2023, 5:22 am
”The group noted that the custody rule was updated in 2003 and 2009 to reflect technology advances and close loopholes that allowed the massive Bernie Madoff Ponzi scheme to succeed. [read post]
1 Aug 2013, 1:35 pm
Just as Bernie Madoff's 150 year sentence is a mockery. [read post]
29 Mar 2024, 6:11 am
SBF is not Bernie Madoff. [read post]
21 Feb 2019, 10:46 am
Perhaps due to the ghost of Bernie Madoff, Mets ownership refuses to act like a major market team that spends money for players that could put them over the top. [read post]
29 Jul 2015, 6:00 am
The last 15 years of white collar crime, from Enron, to the wonderfully named Madoff, and our current Fifa, have highlighted the billions that white collar crime can cost. [read post]
18 Oct 2016, 5:00 am
Pitt also jokingly referred to “de facto chair Elizabeth Warren,” the Democratic senator from Massachusetts who has been critical of SEC chair Mary Jo White’s tenure and has called for her demotion.Gallagher, who touted his position of being on the losing side of the most 3-2 votes during his time at the SEC from 2011 to 2015, said that the SEC is less respected today, citing the Madoff Ponzi scheme and the SEC’s failure to detect it as an example. [read post]
2 Mar 2010, 8:56 am
And the "net winners" aren't happy, though attorneys have questioned the depiction of the case as a clash between the so-called winners and losers. [read post]
2 Sep 2009, 4:09 pm
Report of Investigation, United States Securites and Exchange Commission Office of Inspector General, Case No. [read post]
18 Oct 2014, 12:00 pm
The Columbia Journalism Review blog reports: Since 2008, one particular federal government agency has aggressively investigated leaks to the media, examining some one million emails sent by nearly 300 members of its staff, interviewing some 100 of its own employees... [read post]
29 Nov 2010, 2:55 pm
3 Nov 2009, 11:22 am
Yesterday, we poked at the SEC for not just dumping 6,100 pages of material on a Friday afternoon, but for failing to provide a road-map to the 536 exhibits. [read post]
7 Nov 2011, 12:33 pm
On December 22, 2010, I posted about the Fourth DCA's decision in KPMG, LLP v. [read post]
11 May 2010, 12:50 pm
New York Attorney General Cuomo today filed a lawsuit against Ivy Asset Management, LLC (“Ivy”), its former Chief Executive Officer Lawrence Simon, and its former Chief Investment Officer Howard Wohl, alleging that they deliberately misled clients about investments tied to... [read post]
