Posts tagged with: "Madoff"
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7 Dec 2011, 5:45 am
This initiative came directly from from the Madoff scandal. [read post]
1 Apr 2014, 11:15 am
” In the wake of the massive decline in retirement savings that came with scandals like Enron and Madoff and the economic downturn have fueled new support among the PBGC and other supporters of “lifetime income” arrangements, critics warn that the annuitizing an account to provide lifetime benefits in a low performing market is costly and cuts the recipient out of the opportunity to benefit if and when the market strengthens. [read post]
3 Jan 2022, 12:58 am
Last October, in Sajust, LLC v Mendelow, the Appellate Division, First Department affirmed the Manhattan Commercial Division’s dismissal of a complaint by an LLC member asserting direct claims for losses to her capital account against the allegedly disloyal manager of a Madoff feeder fund that, following Madoff’s implosion, recovered from the Trustee only a small portion of the fund’s investments. [read post]
25 Aug 2011, 10:18 pm
t.co/ekrxyst B-TX reviews scope/extent of stay applicable to property owners assn dbtr re common area / assessments / rents / dues / fees. t.co/FA0NUIg B-DE dismisses aiding & abetting breach of duty/conspiracy claims vs ttee's agents for mismanaging value of I/O strips. t.co/iAJZ6fM B-MD denies all fees to conflicted attys who rep'ed dbtr & simultan. rep'ed largest creditors in unrelated st. ct case. http://t.co/40hf6v4 5th amends remand ruling… [read post]
23 Apr 2010, 7:38 am
Judge Who Sentenced Madoff Confirmed to 2nd Circuit The National Law Journal The U.S. [read post]
15 Sep 2010, 5:39 am
.$35 Million More in Interim Fees Awarded in Madoff CaseNew York Law JournalTrustee Irving Picard and the team of lawyers liquidating Bernard Madoff's investment firm have been awarded another $34.6 million in interim counsel fees. [read post]
11 Jul 2012, 9:36 am
That’s absolutely right, because if another party did gain unjustly, it will take a Madoff trustee to compel recovery, and a Madoff trustee implies a supra-national sovereign, and we ain’t got one of those. [read post]
10 Nov 2009, 11:00 am
The failures to detect the Madoff and Stanford Financial frauds demonstrated deep deficiencies in the existing securities regulatory structure. [read post]
11 Dec 2019, 6:30 am
After the Madoff scandal, he said, SEC staff live in fear of missing something, so there is an obligation to track down every tip, and there are thousands of tips every year. [read post]
15 Jan 2009, 7:07 am
Her excuse, in other words, is that FINRA had jurisdiction over Madoff's broker-dealer activities, but not his dealings as an investment adviser. [read post]
2 Jan 2013, 11:13 am
Tangled Webs: How False Statements Are Undermining America: From Martha Stewart to Bernie Madoff (2011) by James B. [read post]
12 Mar 2013, 7:15 pm
Madoff Investment Securities, Lehman Brothers, and MF Global, the Committee will examine SIPC’s existing reserves, member broker-dealer assessments, access to private and public lines of credit, and coverage levels, as well as proposals to improve SIPC’s operations and management. [read post]
3 Sep 2013, 3:41 pm
A large number of indictments were brought under this Rule in connection with the 2001 Enron scandal, the 2009 Bernie Madoff Ponzi scheme, and the scheme by attorney Marc Dreier, who sold millions of dollars of bogus notes, among others.Third, the Division of Securities alleged that SoMoLend failed to register as a broker/dealer with the Ohio and federal authorities since it received a commission in connection with the solicitation or sale of securities. [read post]
2 Jan 2013, 6:34 pm
Tangled Webs: How False Statements Are Undermining America: From Martha Stewart to Bernie Madoff (2011) by James B. [read post]
28 Aug 2020, 5:01 am
How quickly the world has forgotten Bernie Madoff, the folks at Enron, the wizards at Adelphia, to say nothing of the investment advisors with good intentions but inadequate skill sets. [read post]
16 Feb 2023, 8:35 am
The Commission’s authority to expand the safekeeping protections was carved from the 2010 Dodd-Frank Act following both the 2008 financial crisis and the Bernard Madoff fraud on retail and other investors. [read post]
21 Nov 2012, 5:06 pm
In the aftermath of the global financial crisis as well as the Madoff scandal, regulators around the world have increased oversight of the industry to restore investor confidence and avoid a build-up of systemic risks in the industry. [read post]
26 Jul 2019, 5:35 pm
Larry Madoff, Medical Director. [read post]
27 Nov 2009, 10:58 am
 “It’s a mini Bernard Madoff. [read post]
23 Dec 2008, 4:01 am
The Environmental Protection Agency has been reduced to a shadow of its former self so that polluters have gone unpunished, the Madoffs of the world have been nurtured and coddled and thus have flourished, and the brutal Savings and Loan crisis of the late 1980s has been made to look like a bake sale compared to the trillions of investment dollars lost and the hundreds of billions soon to be spent by our government. [read post]
