Posts tagged with: "Ponzi"
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15 Jun 2018, 10:51 am
Malecki Law filed an expedited FINRA arbitration complaint today on behalf of nine investors from Upstate New York, Northern Virginia and Long Island, New York alleging that Securities America, Inc. failed to supervise its registered representative Hector May and failed to audit his remote Securities America office, which it is alleged in essence allowed his alleged Ponzi-type fraud to persist for many years. [read post]
15 Jun 2018, 10:51 am
Malecki Law filed an expedited FINRA arbitration complaint today on behalf of nine investors from Upstate New York, Northern Virginia and Long Island, New York alleging that Securities America, Inc. failed to supervise its registered representative Hector May and failed to audit his remote Securities America office, which it is alleged in essence allowed his alleged Ponzi-type fraud to persist for many years. [read post]
13 Sep 2012, 8:22 pm
Picard had already sued Andrew and Mark for millions of dollars that he alleged they received from the Bernard Ponzi scheme. [read post]
13 Sep 2012, 8:22 pm
Picard had already sued Andrew and Mark for millions of dollars that he alleged they received from the Bernard Ponzi scheme. [read post]
11 Mar 2009, 6:43 pm
Here's a link to my piece on Slate today entitled "Madoff's 'Information': Why Didn't the Ponzi Schemer Get Indicted Instead? [read post]
5 Jul 2018, 7:01 am
Brooks was one of Woodbridge Group of Companies’s agents, and Woodbridge operated a billion dollar ponzi scheme that defrauded over 8,000 investors. [read post]
25 Aug 2010, 9:20 am
Earlier this month the Montana Commissioner of Securities sued Securities America and some of its executives over the sale of Medical Capital, a failed private placement accused of being a Ponzi scheme. [read post]
29 Jan 2010, 8:42 am
Defendants ran a Ponzi scheme that resulted in a $40 million loss. [read post]
30 Jun 2009, 4:21 am
Ponzi schemer Bernard Madoff was sentenced yesterday to a prison term of 150 years Reuters reports: Bernard Madoff’s victims gasped and cheered when he was sentenced to 150 years in prison, but they walked away knowing little more about how he carried out the biggest robbery in Wall Street history. [read post]
3 Nov 2010, 12:38 am
The AG's office has aggressively investigated consumer fraud complaints, including mortgage scams and ponzi schemes. [read post]
5 Jan 2011, 6:17 am
As a result of a Ponzi scheme where he defrauded nearly 200 investors by convincing them they were trading in foreign currency, Diamond was convicted on 18 felony counts. [read post]
24 Dec 2015, 6:47 am
I started my tenure as an SEC Commissioner in the late summer of 2008, only a few weeks before the collapse of Lehman Brothers and the financial turmoil that followed, and only a few months before one of the largest financial frauds in U.S. history—the Bernard Madoff Ponzi scheme—was exposed. [read post]
30 Dec 2022, 6:14 am
Recoup Your GPB Investor Losses in Securities Arbitration If you are an investor who suffered losses in GPB Capital Holdings, you may be able to sue your broker-dealer for unsuitably recommending these private placements that allegedly were part of a more than $1.7B Ponzi scam. [read post]
28 Aug 2009, 2:50 pm
NASAA identified Leveraged Exchange-Traded Funds (ETFs), real estate investment schemes, private placement offerings, natural resources investments, and Ponzi schemes as the greatest potential threats to investor safety. [read post]
25 Feb 2009, 12:34 pm
These poor, trusting souls are victims of Bernie Madoff’s Ponzi scheme, and they want action taken on their behalf. [read post]
23 Jan 2012, 9:35 am
Allen Stanford, who is accused of bilking investors out of $7 billion in a vast Ponzi scheme. [read post]
17 Jun 2010, 7:51 pm
A Yorba Linda, California man is under fire from the Securities and Exchange Commission after an investigation revealed what appeared to be a Ponzi-like scheme to defraud investors while paying off older investors. [read post]
1 Mar 2009, 8:40 pm
The article talks about widespread stressors these days, such as: recession, the mortgage crisis, foreclosures, layoffs, business closings, credit crunch, gas prices and inflation, Ponzi schemes, devalued retirement savings, and snow and cold (well, at least that one doesn’t apply here in South Florida). [read post]
14 Aug 2008, 4:39 pm
District Court in New York, the SEC alleged that Wextrust Capital owners Steven Byers and Joseph Shereshevsky diverted the  funds into operating their business and paying off previous investors, essentially a classic Ponzi scheme. [read post]
15 Jan 2016, 6:16 am
Court of Appeals for the Second Circuit affirmed the dismissal of purported shareholder derivative claims alleging that directors of JPMorgan Chase, a Delaware corporation, failed to institute internal controls sufficient to detect Bernard Madoff’s Ponzi scheme. [read post]
