Posts tagged with: "Ponzi"
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5 Jul 2015, 10:12 am
Cronin is a law firm that represented Richie Capital (and other parties) in litigation, in which Richie Capital was attempting to recover investment losses incurred when it invested in a Ponzi scheme. [read post]
1 Feb 2024, 1:25 pm
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty, and other misconduct. [read post]
15 Mar 2012, 6:37 am
His allegations were ignored, but nonetheless whistleblowers had identified the world’s largest Ponzi operator years before the authorities succeeded in doing so; and Sherry Hunt’s information led to a $153 million settlement with Citibank due to improper mortgage scrutiny. [read post]
9 Jan 2020, 7:28 am
Six previous disputes made the same allegations of fraudulent investments in Global Credit Recovery, a Ponzi scheme that shut down by the SEC in 2018. [read post]
27 Aug 2012, 10:01 am
An OSC panel will consider the settlement today and make details available on its web site if and when it approves it, says OSC spokeswoman Alison Ford.The case has been going on for years following the shutdown of Portus in 2005 amid allegations the Toronto-based hedge fund, which had by then raised $800 million from 26,000 investors, was nothing more than a sophisticated Ponzi scheme. [read post]
22 Dec 2022, 6:20 am
That bondholder committee has been able to do extensive discovery, take depositions, and has come to the conclusion that GWG was in fact just a huge Ponzi scheme, as detailed in a recent InvestmentNews article. [read post]
6 Jan 2014, 7:08 am
Serious fraud typically involves huge sums of cash or valuable assets; for example, when stockbrokers operate Ponzi schemes to defraud investors. [read post]
22 Sep 2019, 11:29 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
19 Feb 2021, 1:49 pm
One is Brenda Smith, who has been sued by the Securities and Exchange Commission for perpetrating multi-million-dollar Ponzi scheme. [read post]
29 May 2019, 6:53 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
18 Apr 2022, 7:24 am
Potential Lawsuits to Recover Financial Losses The White Law Group has received numerous calls from investors who suffered losses involving GPB Capital offerings to learn more about the firm’s investigation please see: GPB Automotive Portfolio LP, Securities Investigation Update IBN Financial Services & GPB Holdings II GPB Holdings II LP “Ponzi-Like Scheme” – Recovery for Investors The foregoing… [read post]
7 Sep 2012, 7:29 am
"I got to believe there's a good chance Scott Rothstein ratted Kim out because Scott is grasping at straws to get out of prison," said Fort Lauderdale public relations executive Chuck Malkus, who has written a book The Ultimate Ponzi: The Scott Rothstein Story due out in February.Malkus said he got a tip Kim Rothstein was in a jewelry store in downtown Fort Lauderdale with several high-end watches. [read post]
14 May 2020, 7:28 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
23 Sep 2019, 6:23 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
11 Oct 2019, 5:08 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
2 Dec 2019, 5:55 am
Sometimes those investments have some legitimacy but often times these types of investments can end up being Ponzi schemes or the advisor can be engaging in the conversion of funds. [read post]
29 Jun 2017, 10:00 pm
Many involve criminal activity, including credit card scams, identity theft, counterfeiting and Ponzi schemes. [read post]
21 Apr 2016, 9:30 am
April 6, 2016), several investors filed an $80 million arbitration complaint with FINRA against a clearing broker, Pershing, after the investors suffered a financial loss due to a Ponzi scheme. [read post]
3 Jan 2011, 4:28 am
“What we have is a Ponzi scheme,” said Lawrence Kotlikoff, an economist at Boston University and an expert in fiscal policy. [read post]
4 Aug 2023, 6:00 am
This settlement enjoins defendants from: Participating in or operating a Ponzi, chain referral, or “blessing loom” scheme (seemingly more akin to their alleged conduct). [read post]
