Posts tagged with: "Ponzi"
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3 Sep 2013, 3:41 pm
A large number of indictments were brought under this Rule in connection with the 2001 Enron scandal, the 2009 Bernie Madoff Ponzi scheme, and the scheme by attorney Marc Dreier, who sold millions of dollars of bogus notes, among others.Third, the Division of Securities alleged that SoMoLend failed to register as a broker/dealer with the Ohio and federal authorities since it received a commission in connection with the solicitation or sale of securities. [read post]
2 Jul 2019, 12:49 pm
[Cite] As we stated in our 2018 opinion affirming the grant of the anti-SLAPP motion, defendants “offered misleading quotes, taken out of context from the demand letter,” to argue that plaintiffs’ attorney was threatening criminal prosecution for Fair’s alleged Ponzi scheme if Fair did not agree to pay plaintiffs $350,000, whereas he in fact “threatened no such thing. [read post]
17 Aug 2020, 7:58 am
Of note, the PAC has only two major contributors: a total of $110,000 was donated by a company named I-Payout which has been tied to Ponzi schemes; and a $10,000 contribution was received, from, the candidate herself, Ms. [read post]
11 Feb 2018, 10:17 am
The CFTC complaint charges the defendants with soliciting Bitcoins from the public, misrepresenting that a portion of the funds would be used to invest into products such as binary options, making Ponzi-style payments to the participants from other participants' funds, and failing to register as a commodity pool operator with the CFTC.Also, on the same day, the CFTC charged Patrick McDonnell and his company CabbageTech, Corp. d/b/a Coin Drop Markets with fraud and… [read post]
25 Apr 2013, 2:15 am
According to the article, Dee Stone, an outside consultant to China Voice Holding Corp, received a whistleblower bounty of $46,000 (so far) for providing documents showing that the company was operating a Ponzi scheme. [read post]
2 Jul 2013, 9:50 am
The ruling significantly restricts the Trustee’s ability to pursue billions of dollars’ worth of claims against alleged aiders and abettors of Madoff’s Ponzi scheme, offers clarity on the issue of a SIPA trustee’s standing to bring actions on behalf of a defunct broker-dealer’s estate or the estate’s creditors. [read post]
8 Jan 2014, 12:14 pm
Critics Emerge - Critics of equity crowd funding worry that the industry will be rife with Ponzi schemes or that having too many investors will hurt startups' prospects for future funding. [read post]
15 Aug 2024, 11:46 am
Betsy DeVos, for example, was not personally corrupt in office (as far as we know), but her family's vast wealth is based on one of the most shameless Ponzi multi-level-marketing schemes in US history.Come to think of it, DeVos might be a particularly useful person to compare and contrast with Sasse. [read post]
12 Mar 2019, 1:20 pm
The heart of the case was the SEC civil enforcement action against defendants running a worldwide ponzi scheme. [read post]
6 Apr 2018, 6:29 am
Robert Khuzami was named Enforcement Director in March 2009, only a few months after Bernard Madoff’s Ponzi scheme had been revealed. [read post]
21 Jun 2021, 6:14 am
Many of the SEC’s cases in this bucket resemble traditional fraud and Ponzi schemes, but there have also been developments regarding the registration of digital assets with the SEC, he advised. [read post]
1 Jun 2020, 11:08 am
The company is accused by a former partner of being a Ponzi scheme and is the subject of multiple government investigations. [read post]
28 May 2021, 1:27 pm
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty and other misconduct. [read post]
27 Nov 2009, 10:58 am
A mini Ponzi scheme. [read post]
27 Feb 2014, 6:21 am
Troice, three consolidated cases in which the Court allowed state-law class actions arising out of the Allen Stanford Ponzi scheme to go forward against companies and law firms allegedly involved in the scheme. [read post]
29 Apr 2011, 9:57 am
He names six main areas that his office is focused on: insider trading, ponzi schemes, accounting/corporate fraud, market manipulation, complex structured products, and asset forfeiture. [read post]
9 Sep 2020, 6:06 am
The dispute alleges that Zima is a Ponzi scheme that promised unrealistic investment returns. [read post]
25 Oct 2023, 12:36 pm
In the past, FINRA has barred brokers from the industry for participating in Ponzi schemes, elder financial fraud, breach of fiduciary duty and other misconduct. [read post]
2 Feb 2010, 7:00 am
Lawsuits alleging that two U.S. banks had failed to sufficiently identify their bank customers, are respectively described at: "Associated Bank Sued For Supposedly Ignoring Red Flags" and "Lawsuit Claims Wachovia Bank Facilitated Alleged Ponzi Scheme". [read post]
29 May 2009, 3:09 am
District Court for the Northern District of Texas: It appears that the Millennium Bank Receiver has begun the process of liquidating assets seized as a part of the SEC action against Millennium Bank, its affiliates, and the individuals who helped perpetrate this multi-million dollar ponzi scheme. [read post]
