Posts tagged with: "financial+issue"
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12 Jan 2023, 10:00 pm
The NRC issued a Notice of Proposed Rulemaking (NOPR) proposing a rule, “Alternatives to the Use of Credit Ratings,” that would amend its decommissioning financial assurance mechanisms in 10 CFR Part 30. [read post]
28 Feb 2010, 4:07 pm
I wanted to end with a post about a current issue before Congress. [read post]
15 Jun 2007, 9:36 am
The Financial Crimes Enforcement Network (FinCEN) yesterday issued two guidance notices to financial institutions. [read post]
15 Nov 2011, 2:07 pm
The Transactional Records Access Clearinghouse (TRAC) from Syracuse University, a source for comprehensive, independent and nonpartisan information about federal enforcement, staffing and spending, recently issued a report that “Federal prosecutions for financial institution fraud have continued their downward slide despite the financial troubles reported in this sector. [read post]
11 Nov 2011, 6:00 am
Many financial advisors discuss applicable tax issues with their clients as the year comes to an end. [read post]
5 May 2010, 4:32 pm
Two recent posts at the Business Law Prof Blog address the issue of financial literacy among law students and the alarming level of incompetence among regulators. [read post]
8 Mar 2024, 8:35 am
On 8 March 2024, the FCA issued a report by the Synthetic Data Expert Group which discusses how synthetic data can be used to overcome data challenges and its practical applications in financial services. [read post]
26 Jan 2022, 9:28 am
Our lawyers will discuss issues including how to identify a financial promotion, key exemptions and what happens if you get it wrong. [read post]
19 Jan 2022, 5:40 am
Our lawyers will discuss issues including how to identify a financial promotion, key exemptions and what happens if you get it wrong. [read post]
2 May 2023, 8:58 am
The health issues, including potential cognitive impairments, that can come with growing older may make elderly investors even more vulnerable to Elderly Parent Financial Abuse. [read post]
1 Jun 2018, 11:19 am
Not all of these are major issues, but they could be relevant to an investor doing business with Centaurus. [read post]
3 Jul 2012, 10:00 am
With our knowledge of tax and financial planning matters, it is easy to forget that a well-structured and well-executed plan can be defeated because of personal issues within a client's family. [read post]
11 Jun 2009, 6:00 am
Contact Steven Peck's Premier Legal toll free at 1-866-999-9085 to talk to an experienced elder law and financial abuse attorney on issues of elder financial abuse, nursing home abuse and neglect, and other financial topics. [read post]
17 Nov 2018, 12:00 am
Listen this week for the 10 non-financial estate planning issues people face when creating their plan. [read post]
25 May 2011, 6:10 am
Check out Ed Silverman's analysis:The FDA has just issued a draft guidance on financial conflicts of interest for clinical investigators and the drugmakers that enlist their assistance. [read post]
28 Mar 2011, 2:08 pm
ABSTRACT: What lessons can we learn from the financial crisis concerning the issues of systemic risk, firms too big to fail, and the income inequality... [read post]
24 Jan 2012, 9:23 pm
One was financial crime. [read post]
28 Mar 2011, 2:08 pm
ABSTRACT: What lessons can we learn from the financial crisis concerning the issues of systemic risk, firms too big to fail, and the income inequality... [read post]
1 Jul 2014, 4:25 pm
And you thought that last global financial crisis was bad.A report issued on Sunday by the Bank for International Settlements (BIS) warns that policymakers have failed to address the root problems that caused the 2007-2008 financial meltdown. [read post]
4 Dec 2023, 9:08 am
On 4 December 2023, the Financial Stability Board (FSB) issued a final report containing a toolkit for financial authorities and financial institutions as well as service providers for their third-party risk management and oversight. [read post]
