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2 Jun 2024, 8:45 pm
AI in Banking and Finance, May 15, 2024 – Four highlights from this post: Artificial Intelligence and the Skill Premium; Rising Cyber Threats Pose Serious Concerns for Financial Stability; The Future Of Banking: Morgan Stanley And The Rise Of AI-Driven Financial Advice; and The Pitfalls of Mixing Up AI and Automation in Finance. [read post]
31 May 2024, 10:56 am
A financial adviser at an Annapolis branch of Morgan Stanley is not entitled to workers’ compensation for a disease caused by exposure to mold, the Maryland Appellate Court ruled Thursday. [read post]
21 May 2024, 9:01 am
Morgan Stanley, et. al. [read post]
15 May 2024, 7:34 pm
Four highlights from this post: Artificial Intelligence and the Skill Premium; Rising Cyber Threats Pose Serious Concerns for Financial Stability; The Future Of Banking: Morgan Stanley And The Rise Of AI-Driven Financial Advice; and The Pitfalls of Mixing Up AI and Automation in Finance. [read post]
15 May 2024, 2:27 pm
Four highlights from this post: Artificial Intelligence and the Skill Premium; Rising Cyber Threats Pose Serious Concerns for Financial Stability; The Future Of Banking: Morgan Stanley And The Rise Of AI-Driven Financial Advice; and The Pitfalls of Mixing Up AI and Automation in Finance. [read post]
13 May 2024, 3:42 pm
Morgan Stanley, 776 F. 3d 94, 101 (CA2 2015) (“Item 303’s affirmative duty to disclose in Form 10–Qs can serve as the basis for a securities fraud claim under Section 10(b)”), with In re Nvidia, 768 F. 3d 1046, 1056 (CA9 2014) (“Item 303 does not create a duty to disclose for purposes of Section 10(b) and Rule 10b–5”); see also Oran v. [read post]
3 May 2024, 11:49 am
Morgan Stanley Smith Barney, LLC and Morgan Stanley Smith Barney Financing, LLC filed an arbitration action against Adusei for breach of promissory note. [read post]
1 May 2024, 1:02 pm
This lawsuit is part of our ongoing efforts to challenge similar practices in the industry, having previously secured a $79 million settlement against Wells Fargo and pursuing similar claims against Morgan Stanley. [read post]
25 Apr 2024, 1:28 pm
Morgan Stanley, 776 F.3d 94 (2d Cir. 2015), which gave rise to the circuit split that Macquarie resolved. [read post]
24 Apr 2024, 6:30 am
Morgan Stanley, 776 F.3d 94, 101 (2d Cir. 2015). [read post]
24 Apr 2024, 6:30 am
Morgan Stanley, 776 F.3d 94, 101 (2d Cir. 2015). [read post]
22 Apr 2024, 2:04 pm
Morgan Stanley, 776 F.3d 94 (2d Cir. 2015). [read post]
22 Apr 2024, 12:35 pm
Morgan Securities LLC Kevin Arvoy D.A. [read post]
19 Apr 2024, 1:34 pm
Morgan Securities LLC Brittany Anderson Gianluca De Berardinis Morgan Stanley Quad Capital, LLC Brian Hall Monu Joseph Rosenblatt Securities Inc. [read post]
19 Apr 2024, 8:47 am
The Big Banks specifically, JP Morgan, UBS, Morgan Stanley, Goldman Sachs, and Citigroup, have [...] [read post]
17 Apr 2024, 6:25 pm
The numbers are stark: Rent the Runway cutting 10% of corporate jobs, Unity Software letting go of a quarter of its workforce, eBay reducing its staff by 9%, and the list goes on, including significant reductions at Microsoft, Salesforce, Flexport, iRobot, UPS, PayPal, Okta, Snap, Estée Lauder, DocuSign, Zoom, Paramount Global, Morgan Stanley, and Cisco. [read post]
6 Apr 2024, 4:12 pm
This cybersecurity fiasco, dissected in depth by the CSRB, reveals not only the shortcomings of one of the world’s most influential companies but also underscores the audaciousness of state-sponsored hacking groups like Storm-0558, which have been compromising entities like Google, Yahoo, Dow Chemical, and Morgan Stanley since at least 2009. [read post]
26 Mar 2024, 5:59 am
” Chancery had concluded that the conflict was not material because of the small size of Morgan Stanley’s stake in Brookfield relative to its overall portfolio, but the materiality determination has to consider the perspective of the stockholder. [read post]
25 Mar 2024, 8:38 pm
Morgan Securities, Morgan Stanley, and Insigneo Securities (and also an investment adviser with Galliott Capital Advisors). [read post]
23 Mar 2024, 10:01 am
Morgan Stanley DW Inc. v. [read post]