Search for: "AEGIS FUNDING CORPORATION"
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6 Jan 2015, 7:10 am
(Aegis) broker Malcom Segal (Segal) alleging that Segal may have engaged in unauthorized transfers of funds from customer accounts to an outside business activities (a/k/a “selling away”). [read post]
14 Dec 2014, 11:04 am
(Aegis) broker Malcom Segal (Segal) alleging that Segal may have engaged in unauthorized transfers of funds from customer accounts to an outside business activities (a/k/a “selling away”). [read post]
2 Jul 2015, 9:05 am
As a financial advisor with Aegis Capital Corporation, Segal allegedly stole funds while telling clients that he was investing the money in Certificates of Deposit. [read post]
23 Jan 2024, 8:49 am
Michael Fasciglione (CRD# 1806486) is a previously registered broker last employed with Aegis Capital Corp. [read post]
6 Nov 2021, 5:34 am
Notably, the bill also contains confidentiality and nondisclosure clauses, making it a corporate-friendly one in possible detriment of public interest. [read post]
4 May 2010, 2:19 am
Taylor, 35, Elyria, Ohio, have been charged with multiple counts of wire fraud in connection with mortgage fraud schemes which caused $710,000 in losses to Aegis Funding Corporation and New Century Mortgage. [read post]
9 Jan 2010, 12:26 pm
On October 18, 2007, Aegis Funding Corporation sued the judgment-creditor and the defendant to enjoin the sheriff's sale and to establish priority of Aegis' lien against the real property. [read post]
2 Apr 2016, 11:35 am
Much of these funds will be used for asbestos abatement. [read post]
16 Jul 2018, 6:44 am
The company does not participate in a public private partnership, by investing funds in a joint venture with the government. [read post]
16 Jul 2018, 6:44 am
The company does not participate in a public private partnership, by investing funds in a joint venture with the government. [read post]
5 Feb 2019, 1:13 pm
In a time when U.S. tech employees are organizing against corporate-military collaborations on AI, how can the ethics and incentives of military, corporate, and academic research be more closely aligned on AI and lethal autonomous weapons? [read post]
26 Jan 2010, 12:50 pm
The decision recognizes that speech, even if "tainted" by corporate funding, is still speech and as such demands protection under the First Amendment. [read post]
26 Nov 2013, 6:00 am
In November 2011, Barina became registered with Aegis Capital Corp. until May 2013. [read post]
15 Oct 2020, 3:14 am
Pratul Victor Agnihotri Suspended and Fined $7.5K by FINRA Starting February 2015 until January 2019, while associated with Aegis Capital Corporation and Spartan Capital Securities, broker Pratul Agnihotri reportedly formed and became the Chief Executive Officer of Exergizer Corporation, a company that purportedly sold an exercise apparatus, according to his Brokercheck page. [read post]
15 Oct 2020, 3:14 am
Pratul Victor Agnihotri Suspended and Fined $7.5K by FINRA Starting February 2015 until January 2019, while associated with Aegis Capital Corporation and Spartan Capital Securities, broker Pratul Agnihotri reportedly formed and became the Chief Executive Officer of Exergizer Corporation, a company that purportedly sold an exercise apparatus, according to his Brokercheck page. [read post]
10 Jul 2017, 10:15 am
According to his FINRA BrokerCheck Report, Gregg Templeton was registered with Aegis Capital Corporation in New York from 01/28/2016 – 03/04/2016. [read post]
21 Apr 2021, 9:37 am
AEGIS CAPITAL CORP. [read post]
23 Jun 2022, 7:14 am
At issue were certain funds owed to the the debtor in the U.S. that a U.S. creditor was attempting to garnish. [read post]
22 Jan 2011, 8:52 pm
That is perhaps understandable because the committee was operating within the aegis of the RBI as a financial regulator. [read post]
14 Feb 2012, 7:20 am
As with individual bankruptcy cases, timing matters in corporate bankruptcy. [read post]
