Search for: "Adams Investments LLC"
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7 Jun 2024, 10:50 am
The Securities and Exchange Commission charged three persons with fraud for selling unregistered membership interests in LLCs that purported to invest in shares of pre-IPO companies, first on behalf of StraightPath Venture Partners LLC, the subject of the Commission’s emergency action in May 2022, and, later, on behalf of Legend Venture Partners LLC, the subject of the Commission’s emergency action in June 2023. [read post]
12 Jan 2024, 8:56 am
The Securities and Exchange Commission today charged investment banking company Morgan Stanley & Co. [read post]
10 Nov 2023, 11:33 am
Boston Beer is a brewer and marketer of beers, malt beverages, and hard ciders, known for its Samuel Adams and Angry Orchard products. [read post]
25 Oct 2023, 12:49 pm
PRIMEX Adam Ezrilov LPL Financial LLC RBC Capital Markets, LLC Samuel Girgiss Spartan Capital Securities, LLC Worden Capital Management LLC Dennis Hanrahan Spartan Capital Securities, LLC John Thomas Financial Timothy Henry Wells Fargo Clearing Services, LLC Credit Suisse Securities (USA) LLC Kenneth Klaiman Raymond James… [read post]
22 Sep 2023, 2:28 pm
Rosca Scarlato LLC law firm typically represents clients on a contingency fee basis. [read post]
22 Sep 2023, 2:28 pm
Rosca Scarlato LLC law firm typically represents clients on a contingency fee basis. [read post]
22 Sep 2023, 2:28 pm
Rosca Scarlato LLC law firm typically represents clients on a contingency fee basis. [read post]
16 Aug 2023, 10:52 am
[vii] The SEC claimed that Jarkesy, along with his advisory firm Patriot28, LLC, made false representations to their investors, including falsely advising that a prominent accounting firm and investment bank served as the funds’ auditor and broker, respectively, and misrepresenting the funds’ investment strategies and overvaluing the funds’ holdings. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
14 Jul 2023, 6:30 am
Kay, Mike Kesner, and Ed Sim, Pay Governance LLC, on Wednesday, July 12, 2023 Tags: Disclosure, Dodd-Frank Act, Executive Compensation, Pay for performance, SEC enforcement, TSR The Developing Litigation Risks from the ESG Backlash in the United States Posted by Rick S. [read post]
2 Jun 2023, 6:30 am
Adams, Skadden, Arps, Slate, Meagher & Flom LLP, on Thursday, June 1, 2023 Tags: corporate officers, Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, DGCL, officer exculpation 2023 Proxy Season: More Proposals, Lower Support Posted by Paul Washington and Merel Spierings, The Conference Board, Inc., on Thursday, June 1, 2023 Tags: anti-ESG, ESG, Golden parachutes, Proxy season, Proxy voting, Shareholder proposals Anti-ESG Shareholder Proposals in 2023… [read post]
2 Jun 2023, 6:30 am
Adams, Skadden, Arps, Slate, Meagher & Flom LLP, on Thursday, June 1, 2023 Tags: corporate officers, Delaware articles, Delaware cases, Delaware Court of Chancery, Delaware law, DGCL, officer exculpation 2023 Proxy Season: More Proposals, Lower Support Posted by Paul Washington and Merel Spierings, The Conference Board, Inc., on Thursday, June 1, 2023 Tags: anti-ESG, ESG, Golden parachutes, Proxy season, Proxy voting, Shareholder proposals Anti-ESG Shareholder Proposals in 2023… [read post]
29 May 2023, 9:03 am
On the same day, an application was heard in the case of Davidoff v Google LLC KB-2023-000977. [read post]
17 May 2023, 11:30 am
The White Law Group reviews the regulatory history of MML Investors Services LLC. [read post]
12 May 2023, 11:06 am
Learn how: http://ow.ly/XNxv50O5Qop #Nonprofits @irsnews #TaxExemption Nonprofit Law News: Caution for Nonprofits Doing Business with Insiders: IRS Revokes 501(c)(3) Status Based on Management Company Relationship | by @mcdermottlaw Linda Rosenthal: Nonprofit Volunteer-Mileage Rate Parity – Again Lucy Bernholz: The Rise of Philanthropy LLCs and the Erosion of the Bargain of 1969 | HistPhil Gene: Tax Implications of Alternative Investments for Nonprofit… [read post]
28 Apr 2023, 6:30 am
The Board’s Oversight of Employee Voice Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 21, 2023 Tags: employee investment, employee retention, employee voice, human resources, Oversight, strategy Anticipating Activist Attacks Posted by David A. [read post]
28 Apr 2023, 6:30 am
The Board’s Oversight of Employee Voice Posted by Holly Fetter and Benjamin Colton, State Street Global Advisors, on Friday, April 21, 2023 Tags: employee investment, employee retention, employee voice, human resources, Oversight, strategy Anticipating Activist Attacks Posted by David A. [read post]
11 Apr 2023, 9:00 pm
For information on sponsorship or exhibiting opportunities, contact Kim Hansen at hansenk@bnpmedia.com or Adam Haas at haasa@bnpmedia.com. [read post]
17 Mar 2023, 3:33 pm
The FDIC initiates a Structured Transaction by forming an investment vehicle (typically an LLC) into which it contributes assets from one or more failed institutions in return for the equity interest in the LLC. [read post]
28 Feb 2023, 9:33 am
Google LLC , the Supreme Court’s first opportunity in a quarter century to construe section 230 of the Communications Decency Act. [read post]
