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28 Oct 2024, 8:46 am
In the latest Global Regulation Tomorrow Plus episode, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss some of the key issues concerning the UK regime for payment for order flow. [read post]
2 Apr 2008, 7:27 pm
Presenters from academia include: Professors Richard Ausness (Kentucky), Anita Bernstein (Brooklyn), Margaret Berger (Brooklyn), Ellen Bublick (Arizona), Edward... [read post]
16 Aug 2024, 2:30 am
In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss PRA Consultation Paper 11/24, which sets out proposals updating the regulator’s approach to international banks. [read post]
15 Aug 2024, 8:10 am
In Episode 4 of our podcast series ‘Let’s talk asset management’ Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the UK Financial Conduct Authority’s final rules for a new option to pay for investment research. [read post]
24 Oct 2024, 5:58 am
In the latest episode of our podcast series, Let’s talk asset management, Matthew Gregory and Anita Edwards discuss the UK Financial Conduct Authority’s recent announcement of forbearance measures in relation to investment trust disclosure requirements. [read post]
15 Aug 2024, 8:10 am
In Episode 4 of our podcast series ‘Let’s talk asset management’ Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the UK Financial Conduct Authority’s final rules for a new option to pay for investment research. [read post]
7 Aug 2024, 11:35 am
In our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards share their thoughts on the FCA’s call for input (launched on 29 July 2024) on its review of its requirements following the introduction of the Consumer Duty. [read post]
4 Sep 2023, 9:05 am
In our latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the key points covered in the FCA’s recent portfolio letter to CEOs of ‘principal trading firms’ and consider the next steps. [read post]
25 Sep 2023, 8:57 am
In this Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the obligations that firms have under UK REMIT to record and retain communications relating to their trading in wholesale energy products, in light of a large fine issued to a firm last month by Ofgem, the energy regulator, for breaches of those obligations. [read post]
16 Aug 2024, 2:30 am
In our latest Global Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss PRA Consultation Paper 11/24, which sets out proposals updating the regulator’s approach to international banks. [read post]
19 Dec 2023, 6:23 am
In our latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin, Georgia Karamani and Anita Edwards discuss the FCA’s recent consultation, CP23/27, on reforming the UK’s commodity derivatives regulatory framework. [read post]
3 Feb 2025, 9:08 am
In our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory and Anita Edwards discuss the FCA and the FOS’s joint call for input seeking views on how to modernise the redress system. [read post]
16 May 2023, 1:40 am
In the third in our series of Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss the role of depositaries in the sector and the FCA’s proposals for reform, as set out in the recent FCA discussion paper, DP23/2. [read post]
29 Sep 2023, 6:59 am
In our latest Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford and Anita Edwards discuss the Consumer Duty, which is now in force for all on-sale products and services, and our new Pathfinder tool which has been developed to help firms ensure they have fully implemented the Duty. [read post]
5 Jun 2024, 1:47 am
In the latest in our series of Global Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Claire Guilbert, Uzmah Yunis and Anita Edwards discuss the key practical points firms should be considering following the Financial Conduct Authority’s recent consultation on implementing the Overseas Funds Regime and subsequent developments. [read post]
5 Jun 2024, 1:52 am
In our latest Global Regulation Tomorrow Plus podcast, Matthew Gregory, Joe Bamford, Hishaam Khan and Anita Edwards discuss the first annual governing body report, and the governing body’s obligations with respect to it, under the FCA’s Consumer Duty rules. [read post]
9 Nov 2023, 6:19 am
In this latest Regulation Tomorrow Plus podcast (recorded on 2 November), Jonathan Herbst, Hannah Meakin and Anita Edwards discuss HMT’s proposals and the next steps for firms. [read post]
29 Sep 2023, 5:22 am
In this latest Regulation Tomorrow Plus podcast, Hannah Meakin, Georgia Jones and Anita Edwards discuss the FCA’s plans for implementing and operating the gateway, as well as highlighting some of the areas firms should be thinking about in preparation for the new rules coming into effect. [read post]
27 Sep 2023, 7:27 am
In this latest Regulation Tomorrow Plus podcast, Hannah Meakin, Georgia Jones and Anita Edwards discuss the FCA’s plans for implementing and operating the gateway, as well as highlighting some of the areas firms should be thinking about in preparation for the new rules coming into effect. [read post]
11 May 2023, 2:10 am
In the second in our series of Regulation Tomorrow podcasts focusing on the future of asset management regulation in the UK, Hannah Meakin, Taher Ahmed and Anita Edwards discuss potential reforms to regulatory hosting structures and appointed representatives, a topic discussed in the FCA’s recent discussion paper, DP23/2. [read post]
