Search for: "Anne Sherry"
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20 May 2024, 4:00 am
By Anne Sherry, J.D.The Council of Institutional Investors (CII) is urging the Delaware State Bar Association to hit pause on recommending that the state legislature overturn a judicial decision. [read post]
13 May 2024, 7:16 am
By Anne Sherry, J.D.The Supreme Court should not hear an appeal of a Ninth Circuit decision adverse to NVIDIA Corporation, according to the plaintiffs. [read post]
7 May 2024, 10:01 am
By Anne Sherry, J.D.The Third Circuit adopted the de novo standard for reviewing dismissals of shareholder derivative actions for failure to plead demand futility. [read post]
3 May 2024, 8:17 am
By Anne Sherry, J.D.A report commissioned by the SEC’s Office of the Advocate for Small Business Capital Formation finds that investors undervalue crowdfunding offerings by women and minority entrepreneurs. [read post]
1 May 2024, 6:07 am
By Anne Sherry, J.D.The CFTC finalized rules intended to make it easier for swap dealers and major swap participants to comply with financial reporting obligations and demonstrate compliance with minimum capital requirements. [read post]
29 Apr 2024, 9:25 pm
President Anne Arundel Medical Center With a more than 30-year career in the health care industry, Sherry Perkins, Ph.D. [read post]
29 Apr 2024, 5:52 am
By Anne Sherry, J.D.Two crypto industry groups are suing the SEC over the agency’s Dealer Rule, which requires market participants who perform dealer functions to register with the Commission and join FINRA and the SIPC. [read post]
24 Apr 2024, 8:34 am
By Anne Sherry, J.D.At its recent quarterly meeting, the Board of Directors of the Municipal Securities Rulemaking Board advanced several market regulation and market transparency initiatives germane to its strategic plan. [read post]
23 Apr 2024, 6:48 am
By Anne Sherry, J.D.A pair of provisions inspired by Enron’s document destruction have applicability beyond the securities context. [read post]
17 Apr 2024, 1:30 pm
This year’s speakers include: RPLG Founding Partners, Louise Renne, Jonathan Holtzman and Art Hartinger Debra Gill, Renne Public Management Group (RPMG) Consultant and Former Director of Human Resources and Labor Relations at the City of Pleasanton Eli Beckman, City of Corte Madera Mayor Ryan McGinley-Stempel, RPLG Partner Sherri Kaiser, Napa County Chief Deputy County Counsel Amy Ackerman, RPLG Partner and Head of Government Section Vic Sher, Partner and Co-Founder of Sher Edling LLP… [read post]
1 Apr 2024, 6:44 am
By Anne Sherry, J.D.The Southern District of New York dismissed a derivative lawsuit seeking disgorgement of short-swing profits. [read post]
26 Mar 2024, 5:59 am
By Anne Sherry, J.D.The Delaware Supreme Court, sitting en banc, restored a challenge to a squeeze-out merger. [read post]
19 Mar 2024, 5:37 am
By Anne Sherry, J.D.The Fifth Circuit granted a request to stay the SEC’s climate risk disclosure regulation. [read post]
11 Mar 2024, 6:10 am
By Anne Sherry, J.D.A petition for certiorari asks the Supreme Court to resolve two circuit splits concerning pleading scienter based on internal reports. [read post]
28 Feb 2024, 6:41 am
By Anne Sherry, J.D.The Delaware Court of Chancery struck down parts of a stockholder agreement that constrained the board’s authority to act. [read post]
23 Feb 2024, 6:52 am
By Anne Sherry, J.D.A digital assets company and a trade association are challenging the SEC’s assertion of jurisdiction over crypto. [read post]
20 Feb 2024, 6:24 am
By Anne Sherry, J.D.A New Hampshire Senate committee voted last week to recommend against an anti-ESG bill. [read post]
12 Feb 2024, 6:37 am
By Anne Sherry, J.D.Sarbanes-Oxley’s anti-retaliation provision requires whistleblowers to prove that protected activity was a factor in their termination, but they do not have to prove that the employer acted with retaliatory intent. [read post]
29 Jan 2024, 6:50 am
By Anne Sherry, J.D.After Memorial Day weekend, the U.S. securities markets will transition to T+1 settlement, said SEC Chair Gary Gensler in remarks before the European Commission. [read post]
23 Jan 2024, 9:06 am
By Anne Sherry, J.D.Unusually, a company is asking a Texas district court for a declaratory judgment allowing it to exclude a shareholder proposal, rather than proceeding through the SEC’s no-action process. [read post]
