Search for: "Appeal of Peirce"
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10 Mar 2024, 2:56 pm
And on Friday, March 22, 2024, the 5th Circuit Court of Appeals’ unpublished Order that transferred the litigation to the 8th Circuit dissolved its prior issued stay having the effect of restoring the SEC Final Rule. [read post]
16 Jan 2024, 10:57 am
” Each of Commissioners Peirce and Uyeda issued statements in support of the SEC action. [read post]
11 Jan 2024, 7:19 am
Court of Appeals for the D.C. [read post]
10 Jan 2024, 9:02 pm
” Commissioner Peirce supported and largely used her statement to say ‘better late than never’ (not a quote!) [read post]
19 Dec 2023, 6:12 am
”Peirce, Uyeda statement. [read post]
3 Nov 2023, 3:15 am
“Crypto Mom” Hester Peirce published a dissent on the Commission’s enforcement action against LBRY 3. [read post]
8 Oct 2023, 7:28 pm
To my great delight, I was asked to review Jan Broekman's brilliant new work, Knowledge in Change: The Semiotics of Cognition and Conversation (Springer Nature, 2023). [read post]
3 Oct 2023, 9:01 pm
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. [read post]
27 Jun 2023, 9:01 pm
Thank you, Christina [Maguire], for that introduction and congratulations on becoming President and CEO of the Society [for Corporate Governance] (the “Society”) this past January. [read post]
5 Jun 2023, 9:01 pm
On May 3, 2023, the Securities and Exchange Commission (the “SEC”) adopted rules to require more detailed qualitative and quantitative disclosure from reporting issuers regarding their share repurchases. [read post]
17 May 2023, 3:30 am
Court of Appeals for the Fifth Circuit challenging the SEC’s new Share Repurchase Disclosure Modernization rules: The Chamber’s lawsuit challenges the SEC’s rule under the Administrative Procedure Act, as well as the U.S. [read post]
28 Apr 2023, 8:20 am
Outside of amending the accredited investor regime, Peirce asked stakeholders to consider the potential benefits of a micro-offering exemption that would allow companies to raise $250,000 or $500,000 without registering with the SEC or the states. [read post]
18 Jul 2022, 11:30 pm
Echoing Cuban, Professor Jonathan Zittrain points out that a big part of the appeal of NFTs may be their feature of being an “asset that can be traded at a later date. [read post]
18 Nov 2021, 9:03 pm
IN THE NEWS A federal appeals court granted an order to temporarily block the U.S. [read post]
9 Jul 2021, 7:07 am
While Gensler said this will begin to set the PCAOB "on a path to better protect investors," Commissioners Hester Peirce and Elad Roisman called the decision "hasty and truncated. [read post]
17 Dec 2020, 6:00 am
For example, she noted that the rule that allows a hearing officer to impose restrictions or conditions pending appeal also allows the respondent to oppose the motion and appeal any such restriction or condition. [read post]
23 Aug 2020, 4:23 pm
” ESG based investment advice, appealing to those predisposed to believe, has been likened to answers provided by a Ouija Board, and the participants who trust in the board as a divining tool. [read post]
30 Jan 2020, 12:46 am
Peirce)Court Rejects Late Breaking Wisdom As Too Late in FINRA Arbitration Appeal (BrokeAndBroker.com Blog)ABN AMRO Clearing Chicago Charged With Improper Handling of ADRs (SEC Release)FINRA Imposes Censure and Fine on Two-Rep Firm for Supervisory Issues. [read post]
2 Aug 2019, 6:33 am
Peirce, U.S. [read post]
22 Apr 2019, 4:53 pm
On February 8, 2019, SEC Commissioner Hester Peirce provided remarks concerning regulation and innovation. [read post]
