Search for: "Avakian v. Avakian"
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8 Sep 2021, 6:54 am
SEC v. [read post]
28 Dec 2020, 7:45 am
The defendants also allegedly distributed billions of XRP in exchange for non-cash consideration, including labor and market-making services (SEC v. [read post]
16 Dec 2020, 3:01 am
Enforcement Director Stephanie Avakian to Leave SEC Last week, the SEC announced that Enforcement Director Stephanie Avakian will depart from the Commission by the end of the year. [read post]
9 Oct 2020, 3:03 am
Supreme Court’s decision in Liu v. [read post]
29 Sep 2020, 3:49 pm
Kokesh v. [read post]
11 Dec 2019, 6:30 am
McLucas said that the Supreme Court’s decision in Liu v. [read post]
12 Nov 2019, 8:07 am
SEC, and the ruling in SEC v. [read post]
24 Oct 2019, 2:40 pm
The Telegram TRO Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]
16 Nov 2018, 4:34 am
Avakian and Peikin also discussed the impact on enforcement of the Supreme Court decisions in Kokesh v. [read post]
7 Aug 2018, 9:07 am
., Garza v. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
12 Dec 2017, 4:36 pm
Co-director of enforcement Stephanie Avakian touted the Cyber Unit’s second ICO enforcement action, stating: “We will continue to scrutinize the ICO market vigilantly for improper offerings that seek to sell securities to the general public without the required registration or exemption. [read post]
6 Dec 2017, 3:00 am
Whistleblowers: Supreme Court Hears Argument on Internal Whistleblower Issue Last week, the Supreme Court heard oral arguments in Somers v. [read post]
1 Dec 2017, 2:55 pm
According to Enforcement Co-Director Stephanie Avakian, while “retail” refers to Ponzi schemes and microcap fraud, it also touches on misguided tactics at the “intersection of investment professionals and retail investors. [read post]
29 Nov 2017, 4:23 pm
According to Enforcement Co-Director Stephanie Avakian, while “retail” refers to Ponzi schemes and microcap fraud, it also touches on misguided tactics at the “intersection of investment professionals and retail investors. [read post]
9 Jun 2017, 5:05 am
In Lucia v SEC, the D.C. [read post]
12 Jul 2016, 5:00 am
For example, Avakian noted that in the Payton v. [read post]
2 Mar 2016, 12:00 pm
Supreme Court granted certiorari review of United States v. [read post]
23 Feb 2016, 7:36 am
She discussed the Second Circuit’s decision in United States v. [read post]
