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20 Apr 2024, 6:37 pm
. , Hearing Co-Chairs: Commissioner Aaron Friedberg and Commissioner Jonathan Stivers 9:30 AM – 9:40 AM: Co-Chairs' Opening Remarks  9:40 AM – 11:10 AM: Panel I: Energy, Investment, and Economic Interests Erica Downs, Senior Research Scholar, Center on Global Energy Policy at Columbia SIPA [Testimony]Mohammed Soliman, Director of the Strategic Technologies and Cyber Security Program, Middle East Institute [Testimony]Karen Young, Senior Research Scholar,… [read post]
8 Mar 2024, 6:02 pm
A raging virus that took more than 1 million American lives of loved ones, millions left behind. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
This annual compliance review should be in writing and presented to senior management. [read post]
9 Dec 2023, 6:00 am by Public Employment Law Press
The DHA estimates that more than 3,500 families are living in non-high-opportunity areas. [read post]
9 Dec 2023, 6:00 am by Public Employment Law Press
The DHA estimates that more than 3,500 families are living in non-high-opportunity areas. [read post]
15 Dec 2022, 8:00 am by CFM Admin
This annual compliance review should be in writing and presented to senior management. [read post]
15 Dec 2022, 4:00 am by CFM Admin
This annual compliance review should be in writing and presented to senior management. [read post]
8 Dec 2021, 11:27 am by CFM Admin
This annual compliance review should be in writing and presented to senior management. [read post]
8 Dec 2021, 7:27 am by CFM Admin
This annual compliance review should be in writing and presented to senior management. [read post]
28 Jul 2021, 5:01 am by Nick Frisch
” In response, boatloads of fresh Nationalist troops machine-gunned a swathe of terror in from the harbor and down the island. [read post]
22 Dec 2020, 9:43 am by CFM Admin
This annual compliance review should be in writing and presented to senior management. [read post]
16 Apr 2020, 4:55 am by Hedge Fund Lawyer
   **** Digital Asset Matters SEC Commissioner Proposes 3-Year Safe Harbor Period for Crypto Token Sales. [read post]
31 Dec 2019, 8:13 am by CFM Admin
This annual compliance review should be in writing and presented to senior management, We recommend that firms discuss the annual review with their outside counsel or compliance firm, who can provide guidance about the review process as well as a template for the assessment and documentation. [read post]
3 Oct 2018, 8:01 am by Overhauser Law Offices, LLC
EQUINOX TSDR 5554492 BRIDGES TO AFRICA TSDR 5554383 TSDR 5554340 GRAPHITE NUTRITION TSDR 5554316 GOLDEN EAGLE GOLF TSDR 5554307 MAXIM COVER GIRL TSDR 5554160 BRASS IN COLOR TSDR 5554036 BOLTHEAD INDUSTRIAL TSDR 5554031 DICE WARS TSDR 5553933 LIVE PROUD VODKA TSDR 5553545 AIR NEBULA TSDR 5553298 TAKING THE FLASH OUT OF ELECTRICAL SAFETY TSDR 5553204 MICROBIT TSDR 5553203 DEEPGROOVE TSDR 5553202 LITTLEBIT TSDR 5556821 BIG TIME ENERGY TSDR 5553164 THE VAULT TSDR 5556782 NINEBX TSDR 5556718… [read post]
15 Dec 2017, 9:01 am by CFM Admin
This annual compliance review should be in writing and presented to senior management. [read post]
15 Dec 2017, 9:01 am by CFM Admin
This annual compliance review should be in writing and presented to senior management. [read post]
17 Sep 2017, 9:01 pm by Joseph Margulies
Like everyone, politicians and those who pressure them harbor a complex mix of implicit and explicit biases. [read post]
4 Jan 2017, 3:55 pm by nedaj
This annual compliance review should be in writing and presented to senior management. [read post]
26 May 2015, 2:50 pm by nedaj
While the priorities listed in the letter are too numerous to describe here, focus areas for 2015 will include: Sale and supervision of interest-rate-sensitive and complex products, including alternative mutual funds; Controls around the handling of wealth events in investors’ lives; Management of cybersecurity risks; Treatment of senior investors; and, High-risk brokers and removing bad actors from the securities industry. [read post]