Search for: "BRANCH MANAGER"
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5 Jun 2024, 10:52 am
May 2023: A former David Lerner Associates branch manager in New Jersey faced sanctions from FINRA due to supervisory lapses related to sales of illiquid oil and gas limited partnerships. [read post]
5 Jun 2024, 5:42 am
To OPG’s credit, none of this has happened: the office overcame the initial shock, adjusted its methods to manage the workload, and effectively harnessed international assistance to acquire the necessary expertise. [read post]
4 Jun 2024, 8:40 am
Courts have recognized a right of access to public documents of the executive and judicial branches but have never analyzed the right’s applicability to the legislative branch (except in a drive-by fashion). [read post]
4 Jun 2024, 3:00 am
Step outside of their outstretched branches on a warm day and prepare to be lashed by the sun. [read post]
3 Jun 2024, 4:46 am
In a still more restricted sense, it is a system of jurisprudence, or branch of remedial justice, administered by certain tribunals, distinct from the common-law courts and empowered to decree "equity" in the sense last above given. [read post]
31 May 2024, 11:49 am
Merrill, a subsidiary of Bank of America, has been a FINRA member since 1937 and operates over 4,100 branches with more than 28,000 registered representatives. [read post]
31 May 2024, 5:32 am
Understanding Spring Storms and Risks Types of Spring Storms Thunderstorms Heavy rain Strong winds Lightning Hail Tornadoes High-speed winds Potential for significant destruction Floods Flash floods from heavy rains River flooding Specific Risks for Seniors Mobility Issues Difficulty evacuating quickly Health Concerns Chronic illnesses Dependence on medications and medical equipment Cognitive Impairments Difficulty understanding and responding to emergency instructions Isolation Lack of… [read post]
31 May 2024, 3:45 am
The changes aim to increase the resilience of banks, strengthen their supervision and reinforce risk management, as well as strengthening supervision and sustainability in the banking sector. [read post]
30 May 2024, 5:49 am
The executive branch cannot do this work alone – lasting investments in compliance, expertise, and oversight also require comprehensive legislation. [read post]
28 May 2024, 9:05 pm
The duty of good faith and oversight, which is a branch of the duty of loyalty, has been the subject of considerable litigation in recent years, with cases revealing significant information asymmetries between directors and management. [read post]
28 May 2024, 12:03 pm
For instance, they might decide to open a new branch, launch a new product, or invest in research and development. [read post]
27 May 2024, 9:05 pm
” She started as branch chief with OPARM and was promoted to director that November. [read post]
27 May 2024, 9:01 pm
But that huge divide is increasingly being bridged through new and emerging technologies such as artificial intelligence, especially a branch called machine learning. [read post]
27 May 2024, 4:00 am
Their work includes managing busy courtrooms with cases involving challenging legal issues and self represented litigants. [read post]
24 May 2024, 8:07 pm
Vector Control District Manager Nayer Zahiri said. [read post]
23 May 2024, 3:00 am
The company has branches in more than a dozen cities and regularly works high-profile gigs, including Super Bowl LVIII in Las Vegas, L.A. [read post]
22 May 2024, 1:33 pm
BERKLEY INSURANCE COMPANY; THE TEMPO AT ENCORE, LP, a Florida limited partnership; RBC TAX CREDIT EQUITY, LLC, a foreign limited liability company; RBC TAX CREDIT MANAGER II, INC., a foreign corporation; and HOUSING FINANCE AUTHORITY OF HILLSBOROUGH COUNTY, a political subdivision of the State of Florida, Appellees. 2nd District. [read post]
22 May 2024, 12:25 pm
That transfer of control is partly the result of significant delegations of responsibility for managing foreign commerce from Congress to the executive. [read post]
20 May 2024, 9:05 pm
Congress established OIRA, which sits in the White House Office of Management and Budget, in the Paperwork Reduction Act of 1980. [read post]
17 May 2024, 4:00 am
Mao will manage the Supreme Court Library, its 29 employees, and a collection of nearly 650,000 volumes. [read post]
