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2 Jun 2024, 9:01 pm by renholding
Principle one: the best cooperation starts early and well before the SEC gets involved, with self-policing. [read post]
29 May 2024, 4:58 pm by Steve Bainbridge
”[16] Second, the court must determine whether the arrangements “have the effect of removing from directors in a very substantial way their duty to use their own best judgment on management matters” or “tend[ ] to limit in a substantial way the freedom of director decisions on matters of management policy .... [read post]
24 May 2024, 11:03 am by Seeger Weiss
This guide, first published in 2007 by Lawdragon Inc., presents Lawdragon’s opinion of “the best of the U.S. plaintiff bar who specialize in representing individual investors and shareholders, as well as businesses and other organizations harmed by corporate misconduct or other failures. [read post]
22 May 2024, 5:23 am by Rob Robinson
Exterro Donates Award-Winning Digital Forensics Solution to Empower 2024 IACIS Training Event Exterro, the leading provider of data risk management software solutions, announced today it will be supporting the 2024 International Association for Computer Information Systems (IACIS) Training Event by donating over $2.7 million in subscriptions to its renowned digital forensics solution, FTK Forensic Toolkit. [read post]
21 May 2024, 9:01 pm by renholding
This determination is an objective standard, and it is intended to be construed in a manner consistent with the SEC’s framework in Regulation Best Interest for assessing whether a broker-dealer has made a recommendation to a retail investor. [read post]
19 May 2024, 10:50 pm by Yosi Yahoudai
The organization has a drop-in center, a safe haven where women can get a hot meal, clothing, hygiene products and other support. [read post]
17 May 2024, 12:29 pm by Matthew Dochnal
They do not manufacture products or sell any services. [read post]
15 May 2024, 11:44 am by admin
SEC Charges Hudson Valley Wealth Management and Founder for Breach of Fiduciary Duty On May 14, 2024, The Securities and Exchange Commission (SEC) announced it has settled charges against Hudson Valley Wealth Management Inc., a registered investment adviser based in New York, and its founder. [read post]
15 May 2024, 3:20 am by Jason Campana, LifeSpeak Inc.
When employee wellbeing initiatives factor in the mind-body connection, they give employees the best possible chance to improve both mental and physical health, increasing happiness, job satisfaction, and overall productivity. [read post]
15 May 2024, 3:20 am by Jason Campana, LifeSpeak Inc.
When employee wellbeing initiatives factor in the mind-body connection, they give employees the best possible chance to improve both mental and physical health, increasing happiness, job satisfaction, and overall productivity. [read post]
1 May 2024, 10:16 pm by The White Law Group
Additionally, Kabir Sethi, LPL’s managing director and chief product officer, departed from the company on March 31, 2024. [read post]
Yet the Court’s unanimous Estrada decision concluded “trial courts lack inherent authority to strike PAGA claims on manageability grounds. [read post]
10 Apr 2024, 8:22 am by Bob Ambrogi
“He is a seasoned technology veteran with a track record of scaling businesses, building best-in-class products and customer experiences, and developing and inspiring teams. [read post]