Search for: "CFTC v. United Investors Group, Inc."
Results 1 - 20
of 23
Sort by Relevance
|
Sort by Date
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
18 Dec 2023, 2:48 pm
CFTC’s Proposed Amendments to Regulation 4.7. [read post]
16 May 2023, 8:21 am
The interest group Public Citizen today filed an opposition brief asking FERC to deny the motion of the state attorneys general (BlackRock, Inc., Docket No. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
25 Oct 2022, 10:46 am
SEC v. [read post]
8 Sep 2022, 9:01 pm
As discussed in the President’s Working Group Report on Stablecoins,[14] it is important to ensure that we have appropriate safety and soundness protections, investor protections, and safeguards against illicit activity. [read post]
24 Aug 2022, 9:01 pm
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
16 Apr 2020, 4:55 am
District Judge Kevin Castel of the Southern District Court of New York issued an injunction against Telegram Group Inc. [read post]
24 Oct 2019, 2:40 pm
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
5 Mar 2019, 5:57 am
City of Miami and Dura Pharmaceuticals, Inc, v. [read post]
23 Jul 2018, 1:02 pm
BF (Butterfly) Labs, Inc., et al., No. 4:14-cv-815 (W.D. [read post]
10 Jul 2018, 3:57 am
These include: i) enhanced market surveillance; ii) close coordination with the CFTC surveillance group; iii) large trader reporting; iv) outreach to members and market participants; and v) derivative clearing organization’s risk management. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
15 Dec 2017, 9:01 am
Annual Re-Certification of CFTC Exemptions. [read post]
15 Dec 2017, 9:01 am
Annual Re-Certification of CFTC Exemptions. [read post]
12 Dec 2017, 4:36 pm
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
14 Mar 2016, 2:56 am
In Hantz Financial Services, Inc. v. [read post]
24 May 2012, 6:51 am
Discontent over FB's IPO is heard from regulators and especially investors who saw the value of the their investment drop, to those who consider that the IPO was priced to perfection at 106 times its last 12 month's earnings or at 5 times the value of the most valuable (according to market capitalization) company in the world, Apple. [read post]
