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The Madoff Loss Game: Will Some Charity and Other Stakeholders Become Even Bigger Losers as a Result of One District Judge's Analysis - Installment 20
21 Dec 2009, 9:12 am by Alain Leibman
Specifically, Judge Diamond questioned the position of the SEC and the Commodity Futures Trading Commission (“CFTC”) that “clawback” from early investors in Ponzi schemes was limited to the illusory “profits” but not the principal that such investors had recovered. [read post]
White Collar Defense and Compliance - http://whitecollarcrime.foxrothschild.com/
Palm Beach Owner of Three Precious Metals Firms Charged in an Alleged $25 Million Precious Metals Investment Scheme
29 Jun 2011, 7:32 am by McNabb Associates, P.C.
Ferrer thanked the Commodity Futures Trading Commission and National Futures Association for their assistance in this case. [read post]
McNabb Associates Federal Crimes Update Podcast - http://www.federalcrimesblog.com
Palm Beach Owner of Three Precious Metals Firms Charged in an Alleged $25 Million Precious Metals Investment Scheme
29 Jun 2011, 7:32 am by McNabb Associates, P.C.
Ferrer thanked the Commodity Futures Trading Commission and National Futures Association for their assistance in this case. [read post]
Federal Crimes Blog - http://federalcrimesblog.com
Southern District of Florida Securities and Investment Fraud Initiative Results in Charges Against 15 Individuals in 12 Separate Cases
5 Jun 2012, 8:14 am by McNabb Associates, P.C.
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
McNabb Associates Federal Crimes Update Podcast - http://www.federalcrimesblog.com
Southern District of Florida Securities and Investment Fraud Initiative Results in Charges Against 15 Individuals in 12 Separate Cases
5 Jun 2012, 8:14 am by McNabb Associates, P.C.
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
Federal Crimes Blog - http://federalcrimesblog.com
Cole-Frieman & Mallon 2024 End of Year Update
13 Dec 2024, 1:18 pm by CFM Admin
Securities and Exchange Commission’s (the “SEC”) Division of Examinations (the “Division”) has published its Examination Priorities for the upcoming fiscal year 2025. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
Guest Post: Beware ICO Lawyers: As Regulatory Gatekeepers, You’re the Next SEC Target
29 Jan 2018, 11:28 pm by Kevin LaCroix
Securities and Exchange Commission, and ICO lawyers should be watching their backs. [read post]
The D & O Diary - http://www.dandodiary.com/