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29 Apr 2024, 3:52 am
That is why TD Bank had to represent Computershares under an Indemnity agreement. [read post]
6 May 2023, 2:49 pm
The preferred shares underlying the APEs are held by a depositary, Computershare Trust Co., which has agreed to vote all of the preferred shares in proportion to how any voting APEs vote. [read post]
3 Jan 2023, 3:15 am
Computershare and EQ/AST hold nearly half of the clients in the Audit Analytics database. [read post]
3 May 2021, 3:03 am
Here are a few notable letters: FINRA Securities Transfer Association Computershare Investment Company Institute Dimensional Eaton Vance The comment period on the proposed rulemaking closed last week, although for anyone wanting to weigh in on this hot potato, the SEC typically welcomes comments even late in the process. [read post]
26 Aug 2020, 6:26 am
The panel found that AbbVie did not, therefore, make a false or misleading statement when it accurately reported Computershare’s preliminary numbers. [read post]
21 May 2020, 3:00 am
Note that Computershare hosted virtual meetings are also using this same access model. [read post]
19 May 2019, 4:28 am
Based on undisputed facts, it reasoned that the debtor, Tribune Company (“Tribune”) “was a ‘customer’ of CTC” [Computershare Trust Company, N.A.]; CTC was “acting as Tribune’s ‘agent or custodian’… ‘in connection with a securities contract’“; and that both entities were a “financial institution” as defined by the Code. [read post]
2 Oct 2018, 3:00 am
Here’s an excerpt about the leaders for IPO market share: AST has moved to the top transfer agent of IPO market share, putting Computershare/BNY Mellon into second. [read post]
2 Oct 2017, 4:00 am
While the city’s political leaders mull over this… ABlawg.caGRTAs, Patch Agreements, Indefeasible Title and Collapse Orders Case Commented On: Chesterworld Holdings Ltd v Computershare Trust Company of Canada, 2017 ABQB 43 (CanLII). [read post]
27 Feb 2017, 7:00 am
Major firms such as DTCC and Computershare have announced significant investments and R&D projects. [read post]
19 Oct 2016, 4:00 am
Computershare.[3] In it, the Lowtans owned a home and had a first mortgage with Computershare. [read post]
16 Sep 2016, 7:33 am
They were held with the transfer agents: Computershare, American Stock Transfer, and Wells Fargo Shareowner Services. [read post]
27 Jun 2016, 7:51 am
Shall we assume another $5 spent by Computershare!? [read post]
16 May 2016, 3:00 am
The brothers moved for an order requiring Computershare to turn over the accounts and filed a trustee process complaint against Computershare. [read post]
15 May 2016, 3:46 am
Computershare, Inc. [read post]
21 Mar 2016, 5:00 am
Here are some of the latest entries: – Computershare & AST Occupy 63% of Transfer Agent Market – Survey: Financial Services Risk Management Practices – Cybersecurity: Reporting to the Board – Comprehensive Audit Committee Guide – (Re)configuring Parent & Spin-Off Boards – by Randi Val Morrison [read post]
2 Dec 2015, 12:38 am
Elsewhere within Computershare, I also run our childcare voucher and employee benefit businesses. [read post]
27 Aug 2015, 6:00 am
Computershare added to this risk. [read post]
13 Jul 2015, 10:24 am
., and Computershare Trust Company, N.A. in their collective capacity as Securities Administrator for Natixis Real Estate Capital Trust 2007-HE2. [read post]
1 Jul 2015, 3:29 am
Sights of the Society of Corporate Secretaries Conference Saw many old friends & made some new ones at last week’s annual conference for the Society of Corporate Secretaries: Norfolk Southern’s Ginny Fogg, Mondelēz’ Carol Ward & DuPont’s Erik Hoover CT Corp’s Tim Rooney, Sarah Brunet & Lisa Mann Awesome Georgeson/Computershare booth staffed by Donna Ackerly, Erik Schwendeman & Kerry Anderson Met Jim McRitchie in person for the 1st time … [read post]