Search for: "CUBAN v. SECURITIES AND EXCHANGE COMMISSION" Results 1 - 20 of 68
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30 Jan 2024, 9:02 pm by renholding
”[26]  In the Commission’s telling, “[a]s part of the settlement process, the Commission and a defendant negotiate terms,” and “if either party disagrees with terms t [read post]
20 Oct 2023, 6:54 am by Unknown
On March 1, 2011, the Securities and Exchange Commission . . . decided it preferred its home turf. [read post]
13 Mar 2023, 6:10 am by Frank O. Bowman, III
Republicans, the Heritage Foundation and Constitutional Standards for Impeachment A cabinet secretary is a “civil officer” subject to impeachment under Article 2, Section 4 of the Constitution, for commission of “Treason, Bribery, or other high Crimes and Misdemeanors. [read post]
18 Jul 2022, 11:30 pm by Aarthi Anand
The stupendous rise of this market and vast sums of dollars being paid for NFTs has raised alarm bells at the Securities and Exchange Commission (SEC), the Commodities Futures Trading Commission (CFTC), the Treasury Department, and Congress. [read post]
22 Jun 2022, 3:00 am by John Jenkins
The case stems from a challenge by former Xerox Corp. chief financial officer Barry Romeril, who sued for the ability to deny the Securities and Exchange Commission’s fraud allegations after he signed a 2003 settlement with the agency. [read post]
3 May 2022, 6:32 am
Securities and Exchange Commission, submitted on behalf of Mr. [read post]
9 Sep 2021, 9:13 pm by Adam Levitin
Coinbase is the largest crypto exchange in the United States. [read post]
23 May 2021, 8:37 am
 This tendency  was much on display in the course of the transformation of the EU-Cuba relationship that culminated in the framework of the One saw this tendency in the form of the Cuban Political Dialogue and Cooperation Agreement (See The EU to the Rescue of the Cuban Economy? [read post]
15 Mar 2021, 2:17 pm by Steve Bainbridge
My friend SMU Law Professor Marc Steinberg has published a great article on the SEC's misbegotten prosecution of Mark Cuban: The Securities and Exchange Commission's (SEC) enforcement action against... [[ This is a content summary only. [read post]
24 Feb 2020, 6:02 am by Steve Parker
The ability of the Securities and Exchange Commission (SEC) to prosecute enforcement actions selectively through its own administrative proceedings is under constitutional attack in cases pending in the Fifth and Ninth Federal Judicial Circuits. [read post]
11 Apr 2019, 6:33 am
In my recently published book, The Securities and Exchange Commission v. [read post]
4 Sep 2018, 7:00 am by Todd Presnell
  Shell shareholders sued a former Shell executive claiming securities fraud, and the executive subpoenaed three employees of the Securities and Exchange Commission. [read post]
4 Sep 2018, 7:00 am by Todd Presnell
  Shell shareholders sued a former Shell executive claiming securities fraud, and the executive subpoenaed three employees of the Securities and Exchange Commission. [read post]
10 Jan 2018, 2:17 pm by John Elwood
Securities and Exchange Commission, 17-130, and Securities and Exchange Commission v. [read post]
3 Oct 2017, 11:14 am by Garrett Hinck
Vanessa Sauter flagged an amicus brief from Orin Kerr submitted in Carpenter v. [read post]