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22 May 2024, 5:23 am by Rob Robinson
Our evolution began with a strategic merger announced on January 9, combining the expertise of Complete Legal, L2 Services of Chicago, and Precise Legal of St. [read post]
8 May 2024, 7:20 pm by The White Law Group
Inc. reportedly settled with the Financial Industry Regulatory Authority (FINRA), agreeing to pay a $500,000 fine. [read post]
8 May 2024, 5:13 pm by Cynthia Marcotte Stamer
Stamer’s work throughout her career has focused heavily on working with health care and managed care, life sciences, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and other… [read post]
2 May 2024, 12:35 pm by The White Law Group
  He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
26 Apr 2024, 6:00 am by Michelle
Fintechs can help the Fed see what’s on the horizon for the new faster payment system and allow the new real-time payments services to be easier to use, said Mollie Markham, a Federal Reserve Bank of Chicago industry specialist who works with nonbanks. [read post]
7 Apr 2024, 9:05 pm by renholding
For example, the foundation of a free enterprise system depends on basic political agreements about the legitimacy of the rule of law, and business firms have an obligation to help preserve it.[12] The global climate emergency, to take another example, demands that business firms play a part too – and not only when and if pro-climate policies, products, or services contribute to the economic value of the firm.[13] One objection may be that my recommended approach is too complicated. [read post]
28 Mar 2024, 10:36 am by The White Law Group
FINRA BrokerCheck Report – Juan Carlos Sosa According to this FINRA BrokerCheck report, Juan Carlos Sosa was affiliated with the following firms during his career in the securities industry: 08/03/2022 – 03/21/2024, INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717), STUDIO CITY, CA, B, 10/31/2005 – 07/18/2022, SAGEPOINT FINANCIAL, INC. [read post]
14 Mar 2024, 6:19 pm by The White Law Group
The settlement, disclosed on the state’s Bureau of Securities Regulation website, reportedly imposes hefty penalties on Kulch and his former broker-dealer, Next Financial Group Inc., totaling over $1 million. [read post]
7 Mar 2024, 5:28 am by Guest Author
Community Financial Services Association of America, in which the Court will decide the constitutionality of the funding scheme for the Consumer Financial Protection Bureau (and potentially for agencies with a similar funding scheme). [read post]
23 Feb 2024, 12:01 am by The White Law Group
Hines Global Income Trust Inc., a monthly NAV REIT, reported a total NAV decline of 0.25% month-over-month as of the end of January. [read post]
6 Jan 2024, 6:00 am by Meghan Conroy
Freedman Presidential Professor, Dartmouth College) and Susan Stokes (Tiffany and Margaret Blake Distinguished Service Professor, University of Chicago) “The Destructive Effects of President Trump’s Effort to Overturn the 2020 Election”Expert Statement  Anthea Butler (Geraldine R. [read post]
18 Dec 2023, 8:10 am by The White Law Group
The White Law Group Files a Claim against Ages Financial Services  The White Law Group announces the filing of a FINRA arbitration claim against Ages Financial Services for investment losses involving high risk alternative investments. [read post]
15 Nov 2023, 5:10 am by Rob Robinson
Based in Chicago, Acorn provides fully managed eDiscovery services to mid-size and regional law firms and corporate legal departments. [read post]