Search for: "Christopher Oxley"
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4 Jan 2023, 6:09 am
Christopher Garvey was employed as a “regional coverage lawyer” by the Morgan Stanley Japan Group in Tokyo from 2006 to 2011 and Morgan Stanley Asia Limited in Hong Kong from 2011 to 2016. [read post]
25 Dec 2022, 12:13 pm
Christopher Garvey, an overseas employee of US-based corporation Morgan Stanley, brought the case against the US Department of Labor Administrative Review Board (ARB) after he witnessed Morgan Stanley employees committing potential US securities law violations. [read post]
22 Dec 2022, 3:10 pm
Brimmer, decided today by the Iowa Supreme Court, the majority (Justices Dana Oxley, joined by Justices Christopher McDonald, Matthew McDermott, and David May) concluded that defendant's public trial rights were violated by the complete closure of his trial, including the exclusion of his family (here, just his mother): [T]he pandemic is an overriding interest that supports the court's decision to limit the public's access to Brimmer's trial [in April 2021]. [read post]
21 Oct 2022, 6:30 am
Securities and Exchange Commission, on Friday, October 14, 2022 Tags: Audits, Disclosure, Dodd-Frank Act, Oversight, Sarbanes–Oxley Act, SEC rulemaking, Securities regulation Chancery Court Decision Illuminates Contours of Director Oversight Liability Posted by Paul R. [read post]
18 Sep 2022, 2:28 pm
Markel, Christopher F. [read post]
29 Jul 2022, 6:30 am
Securities and Exchange Commission, on Thursday, July 28, 2022 Tags: Accounting, Accounting standards, Audits, Disclosure, Enron, FASB, Financial regulation, Sarbanes–Oxley Act, SEC, SEC rulemaking, Securities regulation [read post]
29 Jul 2022, 6:30 am
Securities and Exchange Commission, on Thursday, July 28, 2022 Tags: Accounting, Accounting standards, Audits, Disclosure, Enron, FASB, Financial regulation, Sarbanes–Oxley Act, SEC, SEC rulemaking, Securities regulation [read post]
14 Jul 2022, 4:24 pm
Mindf*ck by Christopher Wylie Wylie, like Kaiser, was a Cambridge Analytica whistleblower. [read post]
17 Jun 2022, 2:22 pm
Justices Matthew McDermott and Christopher McDonald, would have rejected any heightened scrutiny (including the "undue burden" test) for abortion restrictions. [read post]
6 Jun 2022, 9:05 pm
This post comes to us from Christopher S. [read post]
11 Mar 2022, 6:49 am
Bates; Colleen Kollar-Kotelly; Richard Leon (minute entry); and Christopher Cooper. [read post]
10 Dec 2021, 4:59 am
Revisiting the SEC’s Proxy Advisor Rule Posted by Paul Rose and Christopher J. [read post]
6 Aug 2021, 6:00 am
Companies Focus on Four Areas of Human Capital Management Disclosure Posted by Scott Allen, Laura Wanlass, and Jacob Harden, Aon plc, on Monday, August 2, 2021 Tags: Compensation disclosure, COVID-19, Disclosure, Form 10-K, Human capital, Institutional Investors, SEC, Securities regulation Rethinking Securities Law Posted by Marc Steinberg (Southern Methodist University), on Monday, August 2, 2021 Tags: Accredited investors, Capital… [read post]
23 Jul 2021, 6:06 am
Posted by Lindsey Stewart, KPMG LLP, on Friday, July 16, 2021 Tags: Accounting, Accounting standards, Financial reporting, Internal auditors, Internal control, International governance, Sarbanes–Oxley Act, SOX, UK Chair Gensler’s Insight on the SEC’s New Regulatory Agenda Posted by Brian V. [read post]
19 Mar 2021, 6:08 am
Electronic Arts, Disclosure, Enron, Sarbanes–Oxley Act Board Priorities for 2021 Abound Amid Slow Economic Recovery Posted by Amy Rojik, BDO, on Friday, March 12, 2021 Tags: Board leadership, Boards of Directors, Corporate culture, COVID-19, Disclosure, Diversity, ESG, Human capital, Mergers & acquisitions, Shareholder value, Surveys 2020 Say on Pay & Proxy Results Posted by Todd Sirras, Austin… [read post]
18 Sep 2020, 6:13 am
Lacaille, State Street Corporation, on Sunday, September 13, 2020 Tags: Board oversight, Boards of Directors, Diversity, Engagement, ESG, Human capital, Institutional voting, Long-Term value, Reputation, SASB The Revival of Large Consulting Practices at the Big 4 and Audit Quality Posted by Eldar Maksymov (Arizona State University), on Monday, September 14, 2020 Tags: Accounting, Audits, Form 8-K, Mergers &… [read post]
21 Feb 2020, 8:13 am
The ruling against Christopher Garvey, formerly among Morgan Stanley's top lawyers in Hong Kong, was the latest decision exploring the contours of anti-retaliation provisions of the Sarbanes-Oxley Act of 2002. [read post]
2 Aug 2019, 9:10 am
However, over the same time period, it has seen a 34% reduction in claims under Sarbanes-Oxley. [read post]
17 May 2019, 6:06 am
Greenberg and Christopher B. [read post]
4 Jul 2018, 1:30 pm
Christopher’s article Eye of the Beholder: How Perception Management Can Counter Stereotype Threat Among Struggling Law Students is cited in the following article: Russell A. [read post]
