Search for: "Clark v. United States Securities and Exchange Commission" Results 1 - 20 of 49
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29 Jun 2023, 3:33 pm by John Elwood
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
26 Jan 2023, 7:45 pm by Jim Sedor
” From the States and Municipalities Arizona – Voter Fraud Unit in Arizona Will [read post]
15 Jan 2023, 2:35 pm by Rob Robinson
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
5 Jan 2023, 6:17 pm by Steve Bainbridge
In addition to the state law claims, plaintiff alleged that the company had made false and misleading statements in its proxy soliciting materials in violation of Securities Exchange Act Section 14(a). [read post]
23 Oct 2022, 7:03 pm by Guest Author
Securities and Exchange Commission, 34 F.4th 446 (2022), the Fifth Circuit held that Congress unconstitutionally delegated legislative power to the SEC, another multimember agency. [read post]
29 Jul 2022, 4:00 am by Jim Sedor
Stephen Buyer, Former GOP Congressman, Accused of Insider Trading MSN – Hamza Shaban (Washington Post) | Published: 7/25/2022 The Securities and Exchange Commission charged former U.S. [read post]
1 Feb 2019, 10:51 am
  The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
22 Jun 2018, 3:31 am by Edith Roberts
Securities and Exchange Commission, that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head. [read post]
13 Jun 2018, 9:39 am by Aurora Barnes
Securities and Exchange Commission 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
12 Jun 2018, 7:15 am by John Elwood
Securities and Exchange Commission, 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
29 Jul 2017, 5:32 pm by Wolfgang Demino
Securities and Exchange Commission that through its "Attorney Network Services," it "coordinate[s] and implement[s] legal collection solutions undertaken on behalf of our clients through the management of nationwide legal resources specializing in collection litigation. [read post]
23 Jul 2017, 9:20 pm by Series of Essays
Securities and Exchange Commission’s (SEC) pursuit of “disgorgement”—a type of repayment in which the defendant is required to turn over the gains obtained from violating the securities laws—is properly understood as a “penalty” within the meaning of a five-year statute of limitations on imposition of penalties by the SEC. [read post]
20 May 2017, 5:23 am by Matthew Kahn
And no, the world did not stop while the United States gazed at the presidential navel. [read post]