Search for: "Clayton Dodds"
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5 Apr 2023, 4:05 am
OMWI was started thanks to, of all things, the Dodd-Frank Act. [read post]
22 Feb 2023, 3:25 am
The program is described as follows: In this program, you’ll learn about OMWI’s origin and mandate as part of the Dodd-Frank Act and how the office was stood up by the Commission. [read post]
WNN Exclusive: The SEC Whistleblower Program Enriches the Treasury, Not an Inner Circle of Attorneys
4 Oct 2022, 7:32 am
Zero taxpayer dollars have been used to finance whistleblower awards and pay whistleblower attorneys The passage of the Dodd-Frank Act in 2010 established the SEC Whistleblower Program. [read post]
11 May 2022, 9:01 pm
My predecessor Jay Clayton said it, and I will reiterate it: Without prejudging any one token, most crypto tokens are investment contracts under the Supreme Court’s Howey Test. [read post]
11 Apr 2022, 6:52 am
Lizarraga was involved with the drafting of the Dodd-Frank Act. [read post]
7 Apr 2022, 11:49 am
Uyeda’s previous roles with the SEC include Senior Advisor to Chairman Jay Clayton and Acting Chairman Michael S. [read post]
30 Jul 2021, 7:51 am
The CFTC, by contrast, has been historically underfunded given its regulatory duties, especially after enactment of the Dodd-Frank Act swaps and derivatives reforms more than a decade ago. [read post]
13 Jul 2021, 5:30 am
“Sherron, even if it’s the last $10,000 you have, you have to use it to hire an attorney. [read post]
9 Jul 2021, 7:07 am
As Chair of the CFTC, Gensler stood up for the agency’s derivatives and swaps reforms under the Dodd-Frank Act. [read post]
22 Apr 2021, 9:41 am
With respect to securities regulation, the House FSC’s budget views call for "robust funding" of the SEC in FY22 and for the SEC to finish its Dodd-Frank Act rulemakings. [read post]
14 Apr 2021, 2:00 pm
In a series of written answers, Gensler committed to strongly supporting whistleblowers who file cases under the Dodd-Frank Act’s whistleblower reward law. [read post]
12 Mar 2021, 12:35 pm
Senator Grassley, the Chairman of the Senate’s Whistleblower Caucus, has played a key role in bipartisan efforts to protect whistleblowers and defend qui tam reward programs, such as those established under the Dodd-Frank Act in 2010. [read post]
22 Jan 2021, 2:40 pm
According to DOJ, “these are the largest [Clayton Act] Section 4A settlements in American history. [read post]
20 Jan 2021, 9:50 am
Earlier in 2020, then-SEC Chairman Jay Clayton reflected on the success of the SEC Whistleblower Program. [read post]
20 Jan 2021, 9:50 am
Earlier in 2020, then-SEC Chairman Jay Clayton reflected on the success of the SEC Whistleblower Program. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
18 Jan 2021, 11:30 am
Gensler chaired the CFTC from 2009 to 2014, during which he oversaw the implementation of sweeping changes to the agency mandated by the Dodd-Frank Act. [read post]
8 Jan 2021, 5:52 am
This post is based on her letter to outgoing SEC Chairman Jay Clayton. [read post]
4 Jan 2021, 9:00 am
SEC Chairman Jay Clayton further argued that there are “people who have the sophisticated ability to assess investments who do not meet those [current] wealth thresholds... [read post]
18 Dec 2020, 5:58 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Tags: Anti-corruption, Conflicts of interest, Disclosure, Dodd-Frank Act, ESG, FCPA, International governance, SEC, SEC rulemaking, Securities regulation Statement on Adoption of Resource Extraction Disclosure Rules Posted by Jay Clayton, U.S. [read post]
