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2 Jun 2024, 9:01 pm
For example, even if you didn’t self-report, you can still conduct a comprehensive, internal investigation, remediate the violations, repay harmed investors, and improve your compliance function. [read post]
20 May 2024, 6:26 am
”[4] While the statement itself is correct — the company’s market capitalization declined by over $33 billion — it provides an inaccurate perception of the size of the case that was filed five days later.A preliminary damages analysis shows that supportable damage claims in the Palo Alto Networks litigation would likely not exceed $3 billion, a tenth of the staggering loss of value on Feb. 21! [read post]
29 Apr 2024, 10:00 pm
Consumer Regulatory Law Access this practice note for a comprehensive review of the federal legal framework for financial institutions and entities that provide consumer financial services. [read post]
20 Apr 2024, 8:07 am
CS Disco Appoints Eric Friedrichsen as CEO CS Disco, Inc. [read post]
19 Apr 2024, 9:27 am
Ripple Labs Inc. [read post]
17 Apr 2024, 7:05 am
During the 2016 election, she was one of the lead American Media, Inc. [read post]
12 Apr 2024, 11:27 am
Key Investment Services LLC (KIS) and KeyBanc Capital Markets Inc. agreed to pay a $10 million penalty. [read post]
3 Apr 2024, 9:03 pm
It is driving broker-dealers to allocate significant capital to their crypto custody businesses or to avoid the business altogether. [read post]
23 Mar 2024, 5:31 am
This comprehensive solution offers an integrated platform for risk and compliance management, data governance, and information protection across the Zoom platform, powered by Theta Lake. [read post]
11 Mar 2024, 9:01 pm
Moreover, ExxonMobil provides a comprehensive annual report on its historical performance and goals for reducing GHG emissions over time. [read post]
The Cost Corner: Government Contracts Cost and Pricing – Compensation for Personal Services (Part I)
29 Feb 2024, 2:29 pm
The standard for reasonableness depends on whether the compensation is paid in accordance with an “arm’s length” labor-management agreement negotiated pursuant to the Federal Labor Relations Act or similar state statutes.[9] Costs of compensation established under covered labor-management agreements are deemed reasonable unless the costs are “unwarranted” by the character and circumstances of the work or “discriminatory” against the… [read post]
9 Feb 2024, 8:59 am
(CIRA) (collectively, Cambridge), agreed to pay a $10 million penalty; Key Investment Services LLC (KIS), together with KeyBanc Capital Markets Inc. [read post]
16 Jan 2024, 11:33 am
DeJoy and Students for Fair Admissions, Inc. v. [read post]
5 Jan 2024, 3:05 am
Her company has been recognized in the Inc. 5000. [read post]
4 Jan 2024, 2:00 am
Small, individual owner-operator carriers do not have the capital for the equipment or infrastructure to compete with long-haul ATs run by large trucking corporations, nor the routing software to manage it. [read post]
18 Dec 2023, 2:48 pm
The National Venture Capital Association Revises its Model Legal Documents. [read post]
30 Nov 2023, 9:55 am
See also: Kovack Securities Inc. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
9 Nov 2023, 9:01 pm
In addition, the person must become a member of SIPC, adhere to a comprehensive regulatory regime, including the net capital rule[5] and Consolidated Audit Trail reporting, and be subject to examination by the SEC and FINRA. [read post]
18 Oct 2023, 3:02 pm
KLDiscovery To Expand Managed Review Capabilities with Cenza Technologies Acquisition KLDiscovery Inc. [read post]
