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9 Jun 2024, 9:39 am
" RSD Leasing Inc. v. [read post]
3 Jun 2024, 1:19 pm
Investors in Sila Realty Trust Inc. [read post]
3 Jun 2024, 4:31 am
(“Octagon”) and Royce Research Limited (“Royce”), the latter of which allegedly sold the former a shipping business called Oceanbulk Shipping & Trading (“OBST”). [read post]
29 May 2024, 4:58 pm
Moelis & Co. is a publicly traded investment bank.[2] Ken Moelis is the firm’s founder, CEO, and Chairman of the Board.[3] Prior to Moelis & Co. [read post]
22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
22 May 2024, 5:23 am
On the corporate front, the evolution of Complete Legal’s strategic merger with L2 Services and Precise Legal marks its transformation into an independent powerhouse in the legal industry, enhancing its ability to deliver exceptional customer value. [read post]
21 May 2024, 9:01 pm
A legal challenge to the Final Rule has already been filed by an insurance industry trade group in the U.S. [read post]
17 May 2024, 6:30 am
Posted by Joel Paula, FCLTGlobal, on Monday, May 13, 2024 Tags: AI, Artificial intelligence, ESG, Glass Lewis, ISS The 2024 Audit Committee agenda and the questions investors should be asking Posted by Sophie Gauthier-Beaudoin and Tim Copnell, KPMG, on Tuesday, May 14, 2024 Tags: Audit committee, Audits, Cybersecurity, ESG, ESG disclosures, Financial reporting, Generative AI, Governance reform, investors The Distinction Between Direct and Derivative Shareholder Claims Posted by Jim An… [read post]
17 May 2024, 6:30 am
Posted by Joel Paula, FCLTGlobal, on Monday, May 13, 2024 Tags: AI, Artificial intelligence, ESG, Glass Lewis, ISS The 2024 Audit Committee agenda and the questions investors should be asking Posted by Sophie Gauthier-Beaudoin and Tim Copnell, KPMG, on Tuesday, May 14, 2024 Tags: Audit committee, Audits, Cybersecurity, ESG, ESG disclosures, Financial reporting, Generative AI, Governance reform, investors The Distinction Between Direct and Derivative Shareholder Claims Posted by Jim An… [read post]
15 May 2024, 7:51 am
Impression Products, Inc. v. [read post]
14 May 2024, 9:05 pm
Inc, which focuses on securities regulation but is nonetheless relevant for the corporate governance aspects of board observers, exemplifies the protective benefits of board observers in litigation. [read post]
9 May 2024, 2:00 pm
Groat, President jamegroat3@gmail.com 2 Tartan Machinery Sales, Inc., allegedly a Texas corporation (but not listed as such with the TXSOS; rather as Tartan Machinery Sales, LLC) 24501 Hufsmith Kohrville Rd. [read post]
8 May 2024, 2:26 pm
In 2021, President Biden signed the American Rescue Plan Act of 2021, which included “Special Financial Assistance” provisions to help the Pension Benefit Guaranty Corporation bail out financially troubled multi-employer (union) pension plans at a projected cost of $74-$91 billion.[4] And in late 2022, President Biden signed the Consolidated Appropriations Act (CAA) of 2023, which included SECURE Act 2.0. [read post]
8 May 2024, 8:31 am
Enforcement Actions Against Delphia (USA) Inc. [read post]
7 May 2024, 12:30 pm
” Two distributors for Flowers Foods, Inc., a nationwide producer and marketer of baked goods, brought a putative class action claiming that Flowers and an affiliate had misclassified them as independent contractors instead of employees. [read post]
7 May 2024, 10:47 am
On April 26, 2024, Ctrl Alt Destroy, Inc. [read post]
7 May 2024, 7:35 am
The advisers, including FSC Securities Corporation, Osaic Wealth, Inc. [read post]
6 May 2024, 12:15 am
Transportation Services, Inc. filed a Form 8-K disclosing that its board of directors had approved a proposed plan of conversion pursuant to which it would convert into a Nevada corporation. [read post]
4 May 2024, 9:03 am
Wildlife Fed’n, Inc. v. [read post]
3 May 2024, 6:30 am
Punawat, shadow insider trading, shadow trading For or against? [read post]
