Search for: "Credit Regulating Services, Inc."
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4 Jun 2024, 9:30 am
NeoCortext Inc., No. 23-02496 (C.D. [read post]
30 May 2024, 12:35 pm
Bantam Books, Inc. v. [read post]
22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
21 May 2024, 9:01 pm
This should make the Final Rule less disruptive for managers of private funds such as private equity, credit, real estate and hedge funds than the 2016 rule, but there are certain important points for managers to focus on. [read post]
19 May 2024, 4:01 am
This letter of credit was issued by the National Bank of Canada at the behest of its customer, Bombardier inc., in favour of a Greek bank, Eurobank Ergasias S.A. [read post]
7 May 2024, 7:35 am
(formerly Royal Alliance Associates), SagePoint Financial, Inc., and Woodbury Financial Services, failed to obtain verification by an independent public accountant of client funds and securities they had custody of due to agreements with a clearing firm. [read post]
4 May 2024, 8:31 pm
It also took steps to remedy cybersecurity deficiencies by strengthening internal controls and procedures, adding more data-security resources and issuing a public notice regarding the scope of the potential exposure and offering free credit monitoring and identity protection services to those affected. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
29 Apr 2024, 10:00 pm
Read here » Related Content Fair Debt Collection Practices Act Learn about the FDCPA including prohibited activities, regulatory compliance requirements, and recent amendments. 2021 CFPB Modernization Debt Collection Explore this practice note for an overview of the FDCPA and gain access to background information on CFPB’s authority in the Federal Fair Lending and Credit Practices Manual § 14.01 (2023) , provided by Matthew Bender & Company, Inc., a member of… [read post]
26 Apr 2024, 6:00 am
Kathy Hochul that sought to ramp up state-level regulation of the buy-now, pay-later market, a fintech-heavy field that has surged in popularity as a credit card alternative. [read post]
19 Apr 2024, 6:00 am
In addition, the regulators focused their attention on artificial intelligence and the use of AI by financial institutions in providing consumer financial services. . . . [read post]
15 Apr 2024, 9:01 pm
While Custodia is subject to state prudential regulation, it is not FDIC-insured or subject to federal prudential regulation and does not have a holding company subject to Federal Reserve oversight. [read post]
9 Apr 2024, 11:29 am
Big Truck Rehab Center Inc., No. 112964 (Ct. [read post]
5 Apr 2024, 6:00 am
American Express Co., Discover Financial Services, and Visa Inc. soon followed. . . . [read post]
29 Mar 2024, 6:00 am
The rule’s importance is that the CFPB would regulate wallets developed by the so-called larger participants, much as it oversees products from big companies operating in other fields of financial services. [read post]
19 Mar 2024, 7:00 am
About Solutions Laws Press, Inc. [read post]
19 Mar 2024, 4:25 am
Because AB 1228 did not increase the allowed tip credits for fast food employers, fast food employers still may only claim the tip credit amounts otherwise allowed by the statewide minimum wage. [read post]
17 Mar 2024, 5:42 pm
Department of Health and Human Services Office for Civil Rights (OCR) on March 13, 2023, alerts health plans and health insurers, their fiduciaries and plan sponsors, health care providers, health care clearinghouses, and their business associates (covered entities) against overlooking their own potential HIPAA responsibilities arising from the February 21 Choice Health attack or other similar events. [read post]
14 Mar 2024, 1:05 pm
Council, Inc., 467 U.S. 837 (1984). [read post]
11 Mar 2024, 7:21 am
Public.Resource.Org, Inc., holding that Georgia could not claim a copyright in the annotations contained in its official code. [read post]
