Search for: "D. Dodd"
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29 May 2024, 9:01 pm
Gerald D. [read post]
23 May 2024, 9:05 pm
A body of knowledge developed over 40 years shows why programs created under the Dodd-Frank and False Claims Act have worked, and why other whistleblower programs have failed. [read post]
23 May 2024, 3:00 am
I’d never seen someone get beat up like that in person before. [read post]
22 May 2024, 9:00 pm
Even if the Fed can justify [continued] payment [in recent years under the terms of] the Dodd-Frank statute, the constitutional problem remains. [read post]
17 May 2024, 6:00 am
Dick Durbin, D-Ill., are the primary sponsors of the credit card legislation. . . . [read post]
15 May 2024, 9:05 pm
Decades of commodity futures regulation was built on the centrality of exchanges and clearinghouses to derivatives transactions, and as an aside, it was this model that was imported to regulate swaps under the Dodd-Frank Act. [read post]
13 May 2024, 3:20 am
The SEC’s notable absence from the joint agency action on Section 956 of Dodd-Frank Act inevitably makes one wonder, where are we on SEC rulemaking? [read post]
12 May 2024, 9:01 pm
” The OCC further notes in the letter that it is “committed to preserving the legal framework for preemption established by Congress, including in the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
2 May 2024, 8:34 am
The bill bolsters the Dodd-Frank Act’s anti-retaliation protections and ensures that the agency processes award claims in a more timely manner. [read post]
1 May 2024, 11:04 am
Alfred D. [read post]
26 Apr 2024, 12:59 pm
The bill bolsters the Dodd-Frank Act’s anti-retaliation protections and ensures that the agency processes award claims in a more timely manner. [read post]
16 Apr 2024, 5:29 am
Supp. 2d 1070 (D. [read post]
4 Apr 2024, 4:00 am
She released a public statement declaring that she’d decided to settle because she’d lost faith in the American legal system, a system in which her “unprotected testimony served as entertainment and social media fodder. [read post]
24 Mar 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
22 Mar 2024, 6:37 am
Brad Sherman (D-Calif.), who asserted the SEC was just catching up and “is finally doing what we told them to do in Dodd-Frank in 2010. [read post]
12 Mar 2024, 1:19 pm
Form PF is a quarterly disclosure form required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
3 Mar 2024, 2:08 pm
The bill, modeled off the Dodd-Frank Act, would institute mandatory awards for qualified wildlife crime whistleblowers. [read post]
20 Feb 2024, 4:00 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act directs the SEC to review the accredited investor definition every four years. [read post]
22 Jan 2024, 9:01 pm
I am honored to be delivering the Alan B. [read post]
18 Jan 2024, 10:42 am
” Whistleblower advocates, like Nelson, say that utilizing transnational U.S. laws like the Foreign Corrupt Practices Act, Commodities Exchange Act, Dodd-Frank Act, and Anti-Money Laundering Whistleblower Improvement Act are the best way to enable more internal whistleblowers to come forward. [read post]
