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4 Mar 2024, 5:56 pm
(Doc. 1). [read post]
31 Jan 2024, 9:44 am
Sec’y of Def., 940 F.3d 1310 (Fed. [read post]
29 Sep 2023, 10:04 am
§ 31(a)(1)-(4); see also Tr. 26:9–10 (“As long as you write the plan, there is no way to be in violation. [read post]
9 Aug 2023, 9:05 pm
Before EDGAR, it was possible but costly to access firm filings, such as 10-K, 10-Q, 8-K, or DEF 14A forms, because investors either had to pay a fee to subscribe to the services of commercial data providers or physically visit one of the three SEC’s reference rooms in Chicago, New York, or Washington DC. [read post]
22 Feb 2023, 9:09 pm
Greg Lambert 1:15 Yeah. [read post]
5 Feb 2023, 3:10 pm
This clarification is normally referred to as an Upjohn warning, and it should be a common practice by interviewers regardless of where the interview is being conducted or who is being interviewed.[26] This warning is a fundamental part of the ethical requirements a lawyer faces when representing a company and interviewing employees of the company. [read post]
27 Jan 2023, 9:49 am
On February 2, 2016, they reached agreement[9] and five months later the EU member states approved,[10] and the Commission adopted, what became known as the EU-U.S. [read post]
25 Oct 2022, 10:46 am
Public Company Accounting Oversight Bd., 561 U.S. 477, 505 (2010)). [read post]
16 Jun 2022, 9:05 pm
”[10] Thus, the SEC mandated extensive disclosure of environmental proceedings, making clear that the Commission would recalibrate this disclosure standard over time. [read post]
15 Jun 2022, 4:49 am
Plaintiffs had also failed to sufficiently plead that SeaWorld would turn over the necropsy and medical history reports even if the NMFS were to direct the company to do so. [read post]
4 Feb 2022, 7:55 am
Here’s my hope – can we (meaning those who care about #nonprofits, #philanthropy, #civilsociety, and #democracy) … 1/13 [Ed. [read post]
24 Aug 2021, 6:17 am
Securities & Compliance McGuireWoods’ securities and compliance team assists private and public companies in capital-raising efforts through private and public offerings, and assists public companies with their reporting obligations under the Securities Exchange Act of 1934, including forms 10-K, 10-Q and 8-K, Section 16 reports and DEF 14A (proxy statements), as well as with Regulation FD and Regulation G compliance. [read post]
5 Jul 2021, 3:45 pm
Providers' Coal. for Def. of First Amend. v. [read post]
13 Jan 2021, 9:05 am
Securities & Compliance McGuireWoods’ securities and compliance team assists private and public companies in capital-raising efforts through private and public offerings, and assists public companies with their reporting obligations under the Securities Exchange Act of 1934, including forms 10-K, 10-Q and 8-K, Section 16 reports and DEF 14A (proxy statements), as well as with Regulation FD and Regulation G compliance. [read post]
25 Mar 2020, 10:16 am
McGuireWoods Securities and Compliance Team The firm’s securities compliance lawyers assist registrants with their reporting obligations under the Securities Exchange Act of 1934, including forms 10-K, 10-Q and 8-K, Section 16 reports and DEF 14A (proxy statements), as well as with Regulation FD and Regulation G compliance. [read post]
22 Feb 2020, 4:12 am
See Dayton Newspapers at 767 n.1. [read post]
23 Dec 2019, 11:29 am
Def. [read post]
16 Aug 2019, 3:00 am
Another employee, still with the company, said that remains true today. [read post]
29 Jul 2019, 7:34 pm
Alonso, M.D., Def. [read post]
4 Feb 2019, 8:12 am
Exh. 1 — Policy Form SH 23 25 01 06 at 1, §1(2)(c)). [read post]
