Search for: "DENNIS PIERCE"
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24 Jun 2024, 10:26 am
by Dennis Crouch The U.S. [read post]
24 Jan 2024, 9:03 pm
I’d like to thank the members of the SEC staff for their work on these final rules, including: Erik Gerding, Mellissa Duru, Betsy Murphy, Luna Bloom, Mark Saltzburg, Dennis Hermreck, Ted Yu, Tiffany Posil, Dan Duchovny, Shane Callaghan, Adam Turk, Kasey Levit, Lisa McCann, Lindsay McCord, Craig Olinger, Melissa Rocha, Ryan Milne, Cicely LaMothe, Jessica Kane, Mary Beth Breslin, Pamela Long, Asia Timmons-Pierce, Robert Errett, Sean Harrison, Jennifer Lopez Molina, Deegi… [read post]
4 Dec 2023, 7:16 am
by Dennis Crouch In a recent decision, the U.S. [read post]
27 Nov 2023, 8:00 pm
Scott Pierce, Inventorship, Double Patenting, and the America Invents Act, Berkeley Technology Law Journal, Vol. 30, No. 2 (Fall 2015). [read post]
25 Oct 2023, 12:49 pm
James Shelburne Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Jamie Worden Worden Capital Management LLC Salomon Whitney LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
20 Mar 2023, 8:37 am
Dennis Aftergut is a former federal prosecutor who writes on national affairs. [read post]
24 Jan 2023, 12:53 pm
The Court then went on to deny the piercing of the corporate veil. [read post]
11 Aug 2022, 7:00 am
by Dennis Crouch Every year, law schools advertise open faculty positions via a Faculty Appointments Register sponsored by the American Association of Law Schools (AALS). [read post]
28 Jun 2022, 9:00 pm
Nebraska in 1923 and Pierce v. [read post]
22 Feb 2022, 1:58 pm
LLC Bryan Richey NYLife Securities LLC Pruco Securities, LLC Dennis Riordan Aeon Capital Inc. [read post]
21 Feb 2022, 1:33 pm
by Dennis Crouch Ikorongo Texas LLC, et al. v. [read post]
31 Jan 2022, 8:44 am
If it can be demonstrated that Dennis Ayre’s former employers failed to properly supervise him, the firm may be held responsible for the losses in a FINRA arbitration claim. [read post]
5 Dec 2021, 4:39 pm
The Duchess of Sussex has won the latest round of her privacy and copyright claim against the Mail on Sunday, with a unanimous judgment of the Court of Appeal upholding the decision of the High Court ([2021] EWCA Civ 1810). [read post]
23 Sep 2021, 10:36 am
Judge Dennis dissents: “The majority strains at gnats but swallows a camel. [read post]
17 Sep 2020, 2:40 pm
Below the fold are the results of the 2020-2021 Law Professor Twitter Census. [read post]
23 Jun 2020, 6:19 am
From September 2011 through March 2014 Ayre was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. [read post]
20 May 2020, 2:25 pm
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bressman, Michael FCG Advisors, LLC Merrill Lynch, Pierce, Fenner & Smith Inc Dannenberg, Stephanie Dineen, Mary Ann UBS Financial… [read post]
30 Apr 2020, 1:54 pm
Public swimming pools, bars, gyms, salons, interactive amusement venues, including bowling alleys and video arcades, and tattoo and piercing studios are to remain closed through Phase One, which begins on May 1, 2020, and will continue through May 18, 2020. [read post]
13 Sep 2019, 7:25 am
Below the fold are the results of the 2019-2020 Law Professor Twitter Census. [read post]
9 Apr 2019, 9:07 am
Denny Hastings, et. al., Chancery Court for Davidson County, Tennessee, Business Court Pilot Project, no. 17-1096-BC. [read post]
