Search for: "David Wayne Pierce" Results 1 - 20 of 27
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13 Dec 2023, 11:18 am by Cory Doctorow
  Apple told The Verge’s David Pierce that they had blocked Beeper Mini users because Beeper Mini “posed significant risks to user security and privacy, including the potential for metadata exposure and enabling unwanted messages, spam, and phishing attacks. [read post]
20 Oct 2023, 4:00 am by Jim Sedor
California – California Governor Vetoes Bill Requiring Independent Panels to Draw Local Voting Districts MSN – David Lieb (Associated Press) | Published: 10/9/2023 California Gov. [read post]
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc   Austin, Phillip   JP… [read post]
9 Jul 2018, 12:43 pm by Silver Law Group
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Donald Nelson Bower III   Edward Jones   Invest Financial Corp   Christopher Masharn Bruce   Statefarm VP Management Corp   Chris Bruce Insurance Agency  … [read post]
4 Jun 2018, 6:30 am by Silver Law Group
Bancorp Investments, Inc   Michael Jay Novick   Morgan Stanley   Beverly Hills Wealth Management, LLC   David Warren Olson   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith Inc   Jason Charles Parker   LPL Financial LLC   Edward Jones   James Albert Pettit   Ameriprise Financial Services, Inc   Janney Montgomery Scott LLC   Jose Aloisio Teles   Nomura Securities International, Inc   Standard… [read post]
6 Feb 2015, 6:00 am by Bridget Crawford
Clarke donaldcclarke George Washington David Cleveland ProfCleveland Valparaiso Robert Clinton robertclinton Arizona  State David S. [read post]
23 Jan 2015, 4:44 am by Bridget Crawford
Clarke donaldcclarke George Washington David Cleveland ProfCleveland Valparaiso Robert Clinton robertclinton Arizona  State David S. [read post]
2 Jul 2013, 1:41 pm
The other day, I was blogging about tags, and somebody asked what are all the tags. [read post]
3 Apr 2013, 12:47 pm by D. Daxton White
Churning claims arise out of the inherent conflict of interest involved because a financial advisor is compensated by commissions earned in buying and selling securities on behalf of a client. [read post]
5 Feb 2012, 5:01 pm by Lawrence Higgins
Featured speakers include: David Kappos, Philip Johnson, and Kenneth Nigon. [read post]
20 Nov 2011, 4:20 pm by INFORRM
The Inquiry also heard from David Sherborne, representing the Dowler family and 48 other alleged victims of intrusion by the media. [read post]