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8 May 2024, 7:20 pm by The White Law Group
Additionally, Oppenheimer was accused of not collecting necessary information for customers’ investment profiles, violating FINRA rules. [read post]
6 May 2024, 3:32 am by Peter J. Sluka
The Appraisal Proceeding In a last-ditch effort to save the PE deal, Schochet and Wilhelm, who collectively held 2/3 of the ownership interests in LMEG, orchestrated a cash-out merger of Farro. [read post]
5 May 2024, 9:03 pm by News Desk
  In a Jan. 8, 2024 warning letter, the FDA described an Aug. 21-25, 2023, inspection of Korean Feed Inc. [read post]
1 May 2024, 10:16 pm by The White Law Group
LPL Financial Holdings Inc. serves nearly 23,000 financial advisers and manages over $1.44 trillion in advisory and brokerage assets as of March 31, 2024. [read post]
27 Apr 2024, 3:00 am by Yosi Yahoudai
The conservancy previously said it planned to hire sharpshooters from the Connecticut-based nonprofit White Buffalo Inc. [read post]
18 Apr 2024, 7:37 am by Charlie Jarrett
  Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
17 Apr 2024, 9:40 am by Overhauser Law Offices, LLC
Trademark Office issued the following 163 trademark registrations to persons and businesses in Indiana in March 2024 based on applications filed by Indiana trademark attorneys: Registration Number                                     Wordmark 7325304 ITC INDIANA TICKET COMPANY DESIGN QUALITY SECURITY 7319505 INDIANA… [read post]