Search for: "Deutsche Bank Securities Limited"
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29 May 2024, 10:30 pm
On 28 March 2023, the press reported that regulators had identified that a single CDS transaction referencing Deutsche Bank’s debt of roughly 5 million EUR conducted on 23 March 2023 could have fuelled the dramatic sell-off of equity on 24 March 2023 causing Deutsche Bank’s share price to drop by more than 14 percent. [read post]
13 May 2024, 9:05 pm
While Deutsche Bank and SVB are different in many respects, stakeholders in Deutsche Bank benefited from disclosure by an insider. [read post]
8 May 2024, 8:31 am
And that prohibition isn’t limited to investment advisers. [read post]
2 Apr 2024, 10:56 am
(Photo Credit: Pooja Shah, Just Security) For each of these projects, Justice Engoron found that Deutsche Bank granted Trump artificially low interest rates based on Trump’s deceptions about his net worth. [read post]
23 Feb 2024, 5:57 am
In broad strokes, Trump’s attorneys argue that his financial statements are not fraudulent because asset valuations are subjective — and the major banks and insurers that received them, like Deutsche Bank and Zurich, performed their own due diligence. [read post]
19 Feb 2024, 5:23 am
Apparently, in light of Trump’s upcoming inauguration, the firm wanted to increase the limits of liability of its D&O insurance program, from $5 million to $50 million. [read post]
16 Feb 2024, 12:34 pm
In delivering such a heavy judgment, Engoron agreed with the estimate that Deutsche Bank lost out on nine figures more than they could have made if informed of Trump’s true wealth. [read post]
16 Jan 2024, 6:35 am
In a short letter of support, Deutsche Bank Securities said that the current public company reporting framework limits the options for disclosing the value of owning, maintaining, and enhancing natural assets. [read post]
4 Dec 2023, 4:53 am
We will do this everywhere, in Gaza, in the West Bank, in Lebanon, in Turkey, in Qatar. [read post]
29 Nov 2023, 9:01 pm
” The SEC’s press release specifically called out actions against several large banks, among 22 other advisory firms, broker-dealers, and credit rating agencies, which resulted in over $400 million in penalties. [read post]
15 Nov 2023, 6:26 am
According to the SEC’s orders, the companies obtained qualification from the SEC for their securities offerings using Regulation A—which provides companies a limited exemption from registration under the Securities Act as long as they meet specific requirements—but subsequently made one or more significant changes to their offerings that made the offerings no longer meet the requirements of the exemption, such as increasing the number of shares offered,… [read post]
14 Nov 2023, 9:01 pm
According to the SEC’s orders, the companies obtained qualification from the SEC for their securities offerings using Regulation A—which provides companies a limited exemption from registration under the Securities Act as long as they meet specific requirements—but subsequently made one or more significant changes to their offerings that made the offerings no longer meet the requirements of the exemption, such as increasing the number of shares offered,… [read post]
18 Oct 2023, 9:01 pm
(DIMA) for material misstatements and shortcomings in its policies and procedures related to Environmental, Social and Governance (ESG) investing.[1] TheOrder resolves a longstanding investigation by the SEC into “greenwashing” allegations against Deutsche Bank AG’s asset-management arm, DWS Group (DWS), which we discussed in our September 20, 2021 Advisory. [read post]
16 Oct 2023, 2:37 pm
While a German/US tax treaty does exist, the Savings Clause limits its benefits. [read post]
1 Oct 2023, 9:05 pm
Over time, courts have concluded that there are seemingly no limits to using DPAs, and DOJ can turn to them “even in response to the most heinous crimes. [read post]
15 Sep 2023, 6:08 am
”’ Id. at 982, quoting Deutsche Bank Natl. [read post]
6 Sep 2023, 1:39 am
Deutsche Bank, ING, or Crédit Agricole) Phone plans While prepaid SIM cards and travel eSIMs are good for short trips to Italy, a contract usually makes more sense in the long run. [read post]
14 Jul 2023, 3:50 pm
In fact, last year was a record-breaking year for the program, capped by its blockbuster $200 million award to the Deutsche Bank whistleblower who provided the agency with critical information that led to the bank’s billion dollar plus settlement relating to charges of manipulating LIBOR. [read post]
13 Jun 2023, 2:52 am
Anthony Deutsch reports for Reuters. [read post]
23 May 2023, 12:58 am
On 17 May 2023, the Court of Appeal issued the costs order [pdf] in the long running Banks v Cadwalladr case ([2023] EWCA Civ 219). [read post]
