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2 Jun 2024, 9:01 pm by renholding
If new rules impact your operations or if recent enforcement actions highlight risk areas relevant to your business, it means evaluating whether you need to update your policies, procedures, and systems to stay apace and remain compliant. [read post]
30 May 2024, 7:28 am by The White Law Group
Thrivent Investment Management Sanctioned by Securities Regulators  Thrivent Investment Management Inc has reportedly been fined $325,000 and sanctioned for failing to properly supervise electronic signatures, which led to the falsification and forgery of customer documents, according to the Financial Industry Regulatory Authority (FINRA). [read post]
28 May 2024, 11:38 am by INFORRM
Section 40 would have provided an inexpensive arbitration system as an alternative to litigation for members of a Royal Charter-backed press regulator to resolve legal claims. [read post]
22 May 2024, 5:23 am by Rob Robinson
This innovative service streamlines the eDiscovery process by enabling secure and defensible data collection from mobile devices – all within a single business day. [read post]
22 May 2024, 4:03 am by Andrew Lavoott Bluestone
In October 2006, Wright and Green obtained a loan in the principal sum of $1.151 million secured by a mortgage on the Property in favor of Mortgage Electronic Registration System, Inc., as nominee for Countrywide Bank, N.A. [read post]
13 May 2024, 1:59 pm by Scott Bomboy
The Nixon Administration sought to block the publication of Vietnam War classified documents leaked to The New York Times and The Washington Post, citing national security grounds. [read post]
9 May 2024, 2:00 pm by Joanna Herzik
” The scammer claimed they had been doing business with a company named HBS Systems Inc. in Richardson (which the attorney called and verified is a real company), that HBS had violated a copyright on some software, had admitted to this, and had settled on $2.9 million as a settlement. [read post]
4 May 2024, 8:31 pm by Cynthia Marcotte Stamer
These and other constantly emerging exposures show the imperative for government contractors and all other organizations and their leaders to ensure their organizations take adequate, well-documented efforts to protect their systems and data and fulfill all otherwise applicable cybersecurity rules. [read post]
1 May 2024, 10:16 pm by The White Law Group
LPL Financial Holdings Inc. serves nearly 23,000 financial advisers and manages over $1.44 trillion in advisory and brokerage assets as of March 31, 2024. [read post]
30 Apr 2024, 5:42 am by David Kessler (US) and Susan Ross (US)
Department of Justice, upon referral from the Federal Trade Commission, filed a complaint and stipulated order against telehealth company Cerebral, Inc. [read post]
28 Apr 2024, 8:35 am by David Oxenford and Keenan Adamchak
  The FCC’s Public Safety and Homeland Security Bureau extended the comment deadlines for the FCC’s January Notice of Proposed Rulemaking proposing to require TV and radio stations to file reports regarding station operational outages in the FCC’s Network Outage Reporting System (NORS) database and on their operating status during disasters in the FCC’s Disaster Information Reporting System (DIRS) database. [read post]
25 Apr 2024, 1:46 pm by Jo Ann Hoffman & Associates, P.A.
Client information needs to be protected; therefore, attorneys should avoid putting data such as social security numbers, dates of birth and addresses into these AI systems. [read post]
24 Apr 2024, 12:16 pm by Destieny Burton
Earlier in March, the US Securities and Exchange Commission charged investment advisers Delphia (USA) Inc. [read post]
17 Apr 2024, 2:21 pm by Emily Vaisa
Monitoring Employee Activity: Employers may consider implementing monitoring systems to track employee activity, particularly in roles with access to sensitive information. [read post]
15 Apr 2024, 6:00 pm by Josh Blackman
  Last year, DOJ filed suit against Texas, challenging the State's efforts to secure the border in Del Rio. [read post]