Search for: "Eight Five Investments, Inc."
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15 Jun 2024, 6:31 am
Seven of the eight proxy contests that have gone to a vote in the US this year have resulted in management clean sweeps, including proxy contests at large cap companies such as Crown Castle Inc. [read post]
15 Jun 2024, 6:31 am
Seven of the eight proxy contests that have gone to a vote in the US this year have resulted in management clean sweeps, including proxy contests at large cap companies such as Crown Castle Inc. [read post]
8 May 2024, 7:20 pm
Failure to Supervise Unit Investment Trust Sales December 2019 Oppenheimer & Co. agreed to pay nearly $4.7 million to settle allegations that it failed to properly supervise $6.4 billion worth of unit investment trust sales over five years, according to the Financial Industry Regulatory Authority. [read post]
1 Apr 2024, 7:16 am
Of his eight disclosures, five are by Kersey’s Northwestern clients filed after his discharge from the firm. [read post]
18 Mar 2024, 5:23 pm
This chapter is notable for its flexibility, enabling companies to reorganize their financial structure and operations to return to profitability while maintaining control over their assets by allowing for a three to five-year plan to pay previously-acquired debts. . [read post]
12 Mar 2024, 2:25 pm
The court provided as a guideline that the percentage should be determined in such a way that it is expected that, in total, the financers can receive a maximum of five times the amount invested. [read post]
25 Jan 2024, 9:05 pm
Five: Workforce Culture. [read post]
23 Jan 2024, 9:01 pm
2023 delivered a banner year for investor recoveries, as the $7.9 billion[1] in settlement funds across the globe was the highest total in the last five years. [read post]
15 Dec 2023, 4:17 am
Driven by unwavering investment and a focus on customer needs, Nebula continues to see major advancements that lead to increasing adoption within the legal community. [read post]
15 Nov 2023, 6:26 am
The SEC also charged five publicly traded companies for contributing to the filing failures by insiders or failing to report their insiders’ filing delinquencies. [read post]
14 Nov 2023, 9:01 pm
The SEC also charged five publicly traded companies for contributing to the filing failures by insiders or failing to report their insiders’ filing delinquencies. [read post]
6 Nov 2023, 9:46 am
Previously, he was registered with The Strategic Financial Alliance, Inc. [read post]
27 Aug 2023, 7:49 pm
He allegedly repeatedly recommended, and caused the customer to engage in, short-term purchases and sales of 84 mutual fund Class A positions in five of the customer’s accounts. [read post]
27 Jun 2023, 9:01 pm
I would like to start by recognizing Darla Stuckey, who retired in April [2023] and held leadership roles at the Society for nearly fourteen years, including her last eight as President and CEO. [read post]
20 Jun 2023, 11:41 am
Our guest this week is Kristina Satkunas, Director of Analytic Consulting at LexisNexis. [read post]
2 Jun 2023, 3:27 pm
In November 2020, five of the seven whistleblowers filed a formal legal complaint against Paxton, charging that he had created a hostile work environment because they exposed his corrupt practices. [read post]
31 May 2023, 1:44 pm
Noteworthy, Metromile Inc., a San Francisco-based technology startup, ful [read post]
27 Mar 2023, 9:01 pm
Merger Cases As shown in Figure 3 below, eight merger-objection cases were filed in federal court in 2022. [read post]
7 Mar 2023, 2:57 pm
“To reach 25% active use, the team would have to be online for eight hours a day, five days a week for all four weeks of the month. [read post]
23 Feb 2023, 9:01 pm
Earlier this month, the court sentenced him to eight years’ imprisonment. [read post]
